Current Report Filing (8-k)
November 15 2022 - 08:18AM
Edgar (US Regulatory)
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ASTS:ClassCommonStockParValue0.0001PerShareMember 2022-11-15
2022-11-15 0001780312
ASTS:WarrantsExercisableForOneShareOfClassCommonStockAtExercisePriceOf11.50Member
2022-11-15 2022-11-15 iso4217:USD xbrli:shares iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
November 15, 2022
AST SpaceMobile, Inc.
(Exact
name of registrant as specified in its charter)
|
Delaware |
|
001-39040 |
|
84-2027232 |
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
|
Midland Intl. Air & Space Port
2901 Enterprise Lane
Midland,
Texas
|
|
79706 |
|
(Address
of principal executive offices) |
|
(Zip
Code) |
(432)
276-3966
Registrant’s
telephone number, including area code
Not Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
| |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
|
Class A common stock, par value $0.0001 per
share |
|
ASTS |
|
The Nasdaq Stock Market LLC |
|
Warrants exercisable for one share of Class A common stock at an
exercise price of $11.50 |
|
ASTSW |
|
The Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company
☒
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
Item
8.01. Other Events.
On
November 15, 2022, AST SpaceMobile, Inc. (the “Company”) filed a
prospectus supplement (the “Prospectus Supplement”) in connection
with its “at-the-market” offering program pursuant to the Company’s
effective registration statement on Form S-3 (File No. 333-268087)
previously filed with the Securities and Exchange Commission. The
opinion of Sullivan & Cromwell LLP, counsel to the Company, is
filed as Exhibit 5.1 to this Report and is incorporated by
reference to the Prospectus Supplement.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
November 15, 2022
| |
AST
SPACEMOBILE, INC. |
|
|
|
|
| |
By: |
/s/
Sean R. Wallace |
| |
Name: |
Sean
R. Wallace |
| |
Title: |
Chief
Financial Officer |
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