Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
August 04 2021 - 7:22AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of August, 2021
Commission file number: 001-37891
AC IMMUNE SA
(Exact Name of Registrant as Specified in Its Charter)
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EPFL Innovation Park
Building B
1015 Lausanne, Switzerland
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(Address of Principal Executive Offices)
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Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting
the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting
the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
This
Report on Form 6-K (excluding Exhibit 99.3 herewith) is incorporated by reference into the Registrant's registration statement on
Form F-3 (File Nos. 333-227016, 333-249655 and 333-255576) and Form S-8 (File No. 333-233019).
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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AC IMMUNE SA
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By:
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/s/ Andrea Pfeifer
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Name:
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Andrea Pfeifer
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Title:
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Chief Executive Officer
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By:
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/s/ Joerg Hornstein
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Name:
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Joerg Hornstein
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Title:
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Chief Financial Officer
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Date: August 4, 2021
EXHIBIT INDEX
Exhibit
Number
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Description
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10.1
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Asset Purchase and Contribution in Kind Agreement*
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10.2
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Convertible Note Agreement with Santo Venture GmbH*
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10.3
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Convertible Note Agreement with FCPB Affi GmbH*
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99.1
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Interim Condensed Consolidated Financial Statements (Unaudited) (IFRS) as of and for the three and six months ended June 30, 2021
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99.2
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Management’s Discussion and Analysis of Financial Condition and Results of Operations
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99.3
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Press Release dated August 4, 2021
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* Portions of this exhibit are redacted pursuant to Item 601(b)(2)(ii) or Item 601(b)(10)(iv) of Regulation S-K as the Company has determined
that the omitted information (i) is not material and (ii) would likely cause competitive harm to the Company if publicly disclosed.
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