Securities and Exchange Commission

Washington, D.C. 20549

 

Schedule 13G

 

(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

(Amendment No.   )*

 

Winc, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

97265W105

(CUSIP Number)

 

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

CUSIP No. 97265W105 Schedule 13G Page 1 of 4

 

1 Names of Reporting Persons

Brian Patrick Smith
2 Check the Appropriate Box if a Member of a Group (a) ¨
(b) ¨
3 SEC Use Only
 
4 Citizenship or Place of Organization

United States
Number of Shares
Beneficially Owned
by Each Reporting
Person With
5 Sole Voting Power

740,096
6 Shared Voting Power

0
7 Sole Dispositive Power

740,096
8 Shared Dispositive Power

0
9 Aggregate Amount Beneficially Owned by Each Reporting Person

740,096
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

Not Applicable
11 Percent of Class Represented by Amount in Row 9

5.6%
12 Type of Reporting Person

IN

 

 

 

 

CUSIP No. 97265W105 Schedule 13G Page 2 of 4

 

ITEM 1. (a) Name of Issuer:

 

Winc, Inc. (the “Issuer”).

 

(b) Address of Issuer’s Principal Executive Offices:

 

1751 Berkeley St., Studio 3, Santa Monica, CA 90404

 

ITEM 2. (a) Name of Person Filing:

 

This statement is filed on behalf of Brian Patrick Smith (the “Reporting Person”).

 

(b) Address or Principal Business Office:

 

The business address of the Reporting Person is c/o Winc, Inc., 1751 Berkeley St., Studio 3, Santa Monica, CA 90404.

 

(c) Citizenship of each Reporting Person is:

 

The Reporting Person is a citizen of the United States.

 

(d) Title of Class of Securities:

 

Common Stock, par value $0.0001 per share (“Common Stock”).

 

(e) CUSIP Number:

 

97265W105

 

ITEM 3.  

 

Not applicable.

 

ITEM 4. Ownership.

 

(a-c)

 

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2021, based upon 13,159,170 shares of Common Stock outstanding as of December 8, 2021, based on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 9, 2021.

 

 

 

 

CUSIP No. 97265W105 Schedule 13G Page 3 of 4

 

Reporting Person   Amount
beneficially
owned
    Percent
of class:
    Sole power
to vote or to
direct the
vote:
    Shared power
to vote or to
direct the
vote:
    Sole
power to
dispose or
to direct the
disposition
of:
    Shared
power to
dispose or
to direct the
disposition
of:
 
Brian Patrick Smith     740,096       5.6 %     740,096       0       740,096       0  

 

The Reporting Person is the record holder of the shares of Common Stock reported herein.

 

ITEM 5. Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

ITEM 8. Identification and Classification of Members of the Group.

 

Not applicable.

 

ITEM 9. Notice of Dissolution of Group.

 

Not applicable.

 

ITEM 10. Certification.

 

Not applicable.

 

 

 

 

CUSIP No. 97265W105 Schedule 13G Page 4 of 4

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2022  
   
  Brian Patrick Smith
   
  /s/ Brian Patrick Smith

 

 

 

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