- Amended Statement of Ownership (SC 13G/A)
May 10 2011 - 4:34PM
Edgar (US Regulatory)
|
|
|
|
UNITED STATES
|
|
|
SECURITIES AND EXCHANGE COMMISSION
|
|
|
Washington, D.C. 20549
|
|
|
|
|
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
(Amendment No. 5)
RMR Real Estate Income Fund
(Name of Issuer)
Auction Preferred Shares (Series Th)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
|
Rule 13d-1(b)
|
o
|
Rule 13d-1(c)
|
o
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP Nos. 74964k500
|
|
|
1.
|
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Royal Bank of Canada
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
o
|
|
|
(b)
|
o
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of Organization
Canada
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5.
|
Sole Voting Power
0
|
|
6.
|
Shared Voting Power
22 (Series Th)
|
|
7.
|
Sole Dispositive Power
0
|
|
8.
|
Shared Dispositive Power
22 (Series Th)
|
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
22 (Series Th)
|
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class Represented by Amount in Row (9)
24.2% (Series Th)
|
|
|
12.
|
Type of Reporting Person (See Instructions)
HC
|
|
|
|
|
|
|
2
CUSIP Nos. 74964k500
|
|
|
1.
|
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
RBC Capital Markets, LLC(1)
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
o
|
|
|
(b)
|
o
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of Organization
Minnesota
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5.
|
Sole Voting Power
0
|
|
6.
|
Shared Voting Power
22 (Series Th)
|
|
7.
|
Sole Dispositive Power
0
|
|
8.
|
Shared Dispositive Power
22 (Series Th)
|
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
22 (Series Th)
|
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class Represented by Amount in Row (9)
24.2% (Series Th)
|
|
|
12.
|
Type of Reporting Person (See Instructions)
BD
|
|
|
|
|
|
|
(1) Effective at 4:01 p.m. (EDT) on November 1, 2010, RBC Capital Markets Corporation converted into a limited liability company and changed its name to RBC Capital Markets, LLC. The companys jurisdiction of formation remains Minnesota, and its ultimate parent company continues to be Royal Bank of Canada. There have been no changes with respect to the companys management, assets, liabilities or the manner in which it conducts its business.
3
Item 1.
|
|
(a)
|
Name of Issuer
RMR Real Estate Income Fund
|
|
(b)
|
Address of Issuers Principal Executive Offices
400 Centre Street
Newton, MA 02458
|
|
Item 2.
|
|
(a)
|
Name of Person Filing
1.Royal Bank of Canada
2. RBC Capital Markets, LLC
|
|
(b)
|
Address of Principal Business Office or, if none, Residence
1.200 Bay Street
Toronto, Ontario M5J 2J5
Canada
2. 3 World Financial Center
200 Vesey Street
New York, New York 10281
|
|
(c)
|
Citizenship
See Item 4 of the cover pages.
|
|
(d)
|
Title of Class of Securities
Auction Preferred Shares (Series Th)
|
|
(e)
|
CUSIP Number
74964k500
|
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
(a)
|
x
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
o
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
o
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
o
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
|
|
(e)
|
o
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
o
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
x
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
o
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
o
|
A non-U.S. institution in accordance with Rule 13d1(b)(1)(ii)(J);
|
|
(k)
|
o
|
Group, in accordance with §240.13d1(b)(1)(ii)(K).
|
4
Item 4.
|
Ownership
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|
(a)
|
Amount beneficially owned:
See Item 9 of the Cover Page.
|
|
(b)
|
Percent of class:
See Item 11 of the Cover Page.
|
|
(c)
|
Number of shares as to which the person has:
|
|
|
(i)
|
Sole power to vote or to direct the vote
0
|
|
|
(ii)
|
Shared power to vote or to direct the vote
See Item 9 of the cover pages.
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
0
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
See Item 9 of the cover pages.
|
|
Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
o
.
Not applicable.
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
|
Not applicable.
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
|
|
RBC Capital Markets, LLC is an indirectly wholly owned subsidiary of Royal Bank of Canada.
|
|
Item 8.
|
Identification and Classification of Members of the Group
|
|
Not applicable.
|
|
Item 9.
|
Notice of Dissolution of Group
|
|
Not applicable.
|
5
Item 10.
|
Certification
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 10, 2011
|
|
|
|
|
|
|
|
ROYAL BANK OF CANADA
|
|
|
|
|
|
/s/ Tom Smee
|
|
|
Signature
|
|
|
|
|
|
|
|
|
Tom Smee/Senior Vice President
|
|
|
Name/Title
|
|
|
|
|
|
|
|
|
/s/ Francine Blackburn
|
|
|
Signature
|
|
|
|
|
|
Francine Blackburn/Executive Vice President
|
|
|
Name/Title
|
|
|
|
|
|
RBC CAPITAL MARKETS, LLC
|
|
|
|
|
|
/s/ John Penn*
|
|
|
Signature
|
|
|
|
|
|
John Penn/Authorized Signatory
|
|
|
Name/Title
|
*This Schedule 13G/A was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on November 12, 2010 in connection with a Schedule 13G/A for RMR Real Estate Income Fund, which power of attorney is incorporated herein by reference.
6
Index to Exhibits
Exhibit
|
|
Exhibit
|
|
|
|
A.
|
|
Joint Filing Agreement
|
7
RMR Real Estate Income (AMEX:RIF)
Historical Stock Chart
From Aug 2024 to Sep 2024
RMR Real Estate Income (AMEX:RIF)
Historical Stock Chart
From Sep 2023 to Sep 2024