Current Report Filing (8-k)
June 09 2021 - 11:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
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June
4, 2021
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Retractable Technologies,
Inc.
(Exact name of registrant as specified in its charter)
Texas
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001-16465
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75-2599762
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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511 Lobo Lane, Little Elm, Texas
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75068-5295
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code
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(972)
294-1010
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None
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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RVP
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NYSE American
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company ¨
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If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
On June 7, 2021, the Company
issued a press release, a copy of which is attached to this Form 8-K as Exhibit 99, announcing the adoption of a repurchase plan (the
“Plan”) to buy up to $10 million of the Company’s Common Stock. Under the Plan dated June 4, 2021, open market purchases
of the Company’s Common Stock may commence June 18, 2021 and may continue until June 18, 2022 at the latest.
The attached June 7, 2021
press release also announces the declaration of payments in the total amount of $5,056,945 to Class B Convertible Preferred shareholders
of all current dividends, dividends in arrears, as well as dividends still owed to shareholders who converted their preferred stock in
the past.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
DATE: June 9, 2021
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RETRACTABLE TECHNOLOGIES, INC.
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(Registrant)
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BY:
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/s/JOHN W. FORT III
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JOHN W. FORT III
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VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND CHIEF ACCOUNTING OFFICER
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