Current Report Filing (8-k)
March 31 2022 - 5:25PM
Edgar (US Regulatory)
0001662684
false
0001662684
2022-03-31
2022-03-31
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 31, 2022
KULR TECHNOLOGY GROUP, INC. |
(Exact name of the registrant as specified in its
charter) |
Delaware |
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001-40454 |
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81-1004273 |
(State or other jurisdiction of
incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
4863
Shawline Street, San Diego, California 92111
(Address of principle executive offices) (Zip code)
Registrant’s telephone number, including
area code: (408) 663-5247
(Former name or address if changed since last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14A-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14D-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class |
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Trading Symbol(s) |
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Name of Each Exchange on Which Registered |
Common Stock |
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KULR |
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NYSE American LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 Other Events.
On March 31, 2022, Keith Cochran, President
and Chief Operating Officer of KULR Technology Group, Inc. (the “Company”) adopted a stock trading plan in accordance
with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Under Rule 10b5-1, directors, officers and other employees who are
not in possession of material non-public information may adopt a pre-arranged plan or contract for the sale of company securities under
specified conditions and at specified times. Using these 10b5-1 plans, individuals can gradually diversify their investment portfolios,
spread stock trades out over an extended period of time to reduce market impact and avoid concerns about transactions occurring at a time
when they might possess material non-public information.
Transactions under the 10b5-1 plan will be reported to the Securities
and Exchange Commission in accordance with applicable securities laws, rules and regulations. The Company does not undertake to report
Rule 10b5-1 plans that may be adopted by any officers or directors in the future, or to report any modifications or termination of any
publicly announced trading plan, except to the extent required by law.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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KULR TECHNOLOGY GROUP, INC. |
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Date: March 31, 2022 |
By: |
/s/ Michael Mo |
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Name: |
Michael Mo |
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Title: |
Chief Executive Officer |
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