Current Report Filing (8-k)
December 31 2019 - 4:30PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 31, 2019
DPW
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
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001-12711
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94-1721931
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(State or other jurisdiction
of incorporation or organization)
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(Commission File
Number)
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(I.R.S. Employer
Identification No.)
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201
Shipyard Way, Newport Beach, CA 92663
(Address
of principal executive offices) (Zip Code)
(949)
444-5464
(Registrant's
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, $0.001 par value
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DPW
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NYSE
American
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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ITEM 5.02
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DEPARTURE
OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS;
COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
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On
December 30, 2019, the Board of Directors (the “Board”) of DPW Holdings, Inc., a Delaware corporation (the
“Company”) appointed Ms. Jodi Brichan to the Board. Ms. Brichan will serve on the Audit Committee, the Compensation
Committee and the Nominating and Corporate Governance Committee and be paid $35,000.00 per annum.
Ms.
Brichan currently has more than 25 years of experience in product commercialization, clinical research, marketing communications,
sales planning and product launches. Since January 1, 2019, Ms. Brichan has been serving as Chief Executive Officer of AdvaVet,
Inc., a wholly-owned subsidiary of Oasmia Pharmaceutical AB, a Sweden-based pharmaceutical company engaged in the field of human
and veterinary oncology. From 2008 to 2016, Ms. Brichan held senior positions with Omnicom Health Group, a global healthcare marketing
and communications company, including acting as Global Client Leader and as a Senior Vice President. From 2003 through 2008, Ms.
Brichan held senior management positions with Publicis Health, a healthcare communications network, including as SVP of Client
Services. Currently, she serves as a consultant to companies in the life sciences, biotechnology, pharmaceutical and device industries
and is a board member of the Healthcare Businesswomen's Association in San Francisco, California. Ms. Brichan brings significant
experience in building businesses, diverse healthcare background, and history of successful product launches and award-winning
advertising campaigns.
There
were no arrangements or understandings between the Company or any other person and Ms. Brichan pursuant to her appointment.
There
have been no transactions between Ms. Brichan and the Company and no disclosure is required under Item 404(a) of Regulation S-K.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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DPW HOLDINGS, INC.
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Date:
December 31, 2019
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By:
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/s/
Henry Nisser
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Henry Nisser
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Executive Vice President
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