Statement of Changes in Beneficial Ownership (4)
August 03 2022 - 4:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
JONES KEVIN J |
2. Issuer Name and Ticker or Trading Symbol
INDEPENDENT BANK CORP
[
INDB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O INDEPENDENT BANK CORP., 288 UNION STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/1/2022 |
(Street)
ROCKLAND, MA 02370
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 8/1/2022 | | G |
V
| 623 | D | $0 | 6402 (1) | I | by Living Trust (2) |
Common Stock | 8/1/2022 | | G |
V
| 623 | A | $0 | 6525 | I | by Spouse's Living Trust (2) |
Common Stock | | | | | | | | 49618.2622 (1)(3) | D | |
Common Stock | | | | | | | | 5000 | I | by Corporation (4) |
Common Stock | | | | | | | | 10000 | I | by Son (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reflects a change of 1,123 shares previously owned by the Filer directly which were transferred to the Filer's Living Trust. As a result, the Filer's beneficial ownership of such shares changed from direct to indirect, which change was exempt from reporting under Section 16 of the Securities and Exchange Act of 1934, as amended ("the Exchange Act"). |
(2) | Shares held i/n/o living Trusts by the Filer and his wife. The filing of this statement should not be construed as an admission that the Filer is, for purposes of the Exchange Act, the beneficial owner of such securities. |
(3) | Holdings include 321.2884 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (5/26/22), which transactions are exempt from the reporting requirements of the Exchange Act. |
(4) | Shares held i/n/o Corporation. The filing of this statement should not be construed as an admission that the Filer is, for purposes of the Exchange Act, the beneficial owner of such securities. |
(5) | Shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Sean Jones Irrevocable Trust. The filing of this statement should not be construed as an admission that the Filer is, for purposes of the Exchange Act, the beneficial owner of such securities. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
JONES KEVIN J C/O INDEPENDENT BANK CORP. 288 UNION STREET ROCKLAND, MA 02370 | X |
|
|
|
Signatures
|
/s/ Maureen Gaffney, Power of Attorney for Kevin J. Jones | | 8/3/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Independent Bank (NASDAQ:INDB)
Historical Stock Chart
From Mar 2024 to Apr 2024
Independent Bank (NASDAQ:INDB)
Historical Stock Chart
From Apr 2023 to Apr 2024