Statement of Changes in Beneficial Ownership (4)
September 14 2020 - 4:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
FISHER JEFFREY H |
2. Issuer Name and Ticker or Trading Symbol
Chatham Lodging Trust
[
CLDT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman, President and CEO |
(Last)
(First)
(Middle)
222 LAKEVIEW AVENUE, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/14/2020 |
(Street)
WEST PALM BEACH, FL 33401
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares | 9/14/2020 | | P | | 45000 | A | $7.74 (1) | 175000 | I | by grantor retained annuity trust (2) |
Common Shares | | | | | | | | 691545 | D | |
Common Shares | | | | | | | | 100 | I | by Jeffrey H. Fisher Marital Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported in Column 4 represents the weighted average price. These shares were purchased in multiple transactions ranging from $7.41 to $7.87, inclusive. The reporting person undertakes to provide to Chatham Lodging Trust, any security holder of Chatham Lodging Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price with the range set forth in this footnote. |
(2) | On September 14, 2020, the indicated shares were purchased by a grantor retained annuity trust ("GRAT") of which there is an independent trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the common shares held by the GRAT but disclaims beneficial ownership except to the extent of his pecuniary interest, as this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FISHER JEFFREY H 222 LAKEVIEW AVENUE SUITE 200 WEST PALM BEACH, FL 33401 | X |
| Chairman, President and CEO |
|
Signatures
|
by Dennis M. Craven, as attorney-in-fact | | 9/14/2020 |
**Signature of Reporting Person | Date |
Chatham Lodging (NYSE:CLDT)
Historical Stock Chart
From Aug 2024 to Sep 2024
Chatham Lodging (NYSE:CLDT)
Historical Stock Chart
From Sep 2023 to Sep 2024