Current Report Filing (8-k)
October 07 2019 - 1:37PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
October 1, 2019
Commission
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Registrant; State of Incorporation;
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IRS Employer
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File Number
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Address; and Telephone Number
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Identification No.
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1-9513
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CMS ENERGY CORPORATION
(A Michigan Corporation)
One Energy Plaza
Jackson, Michigan 49201
(517) 788-0550
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38-2726431
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1-5611
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CONSUMERS ENERGY COMPANY
(A
Michigan Corporation)
One Energy Plaza
Jackson, Michigan 49201
(517) 788-0550
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38-0442310
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Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange
on which registered
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CMS Energy Corporation Common Stock, $0.01 par value
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CMS
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New York Stock Exchange
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CMS Energy Corporation 5.625% Junior Subordinated Notes due 2078
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CMSA
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New York Stock Exchange
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CMS Energy Corporation 5.875% Junior Subordinated Notes due 2078
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CMSC
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New York Stock Exchange
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CMS Energy Corporation 5.875% Junior Subordinated Notes due 2079
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CMSD
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New York Stock Exchange
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Consumers Energy Company Cumulative Preferred Stock, $1.00 par value:$4.50 Series
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CMS-PB
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New York Stock Exchange
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth
company: CMS Energy Corporation ¨ Consumers
Energy Company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. CMS Energy Corporation ¨ Consumers Energy
Company ¨
Co-Registrant CIK
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0000201533
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Co-Registrant Amendment Flag
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false
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Co-Registrant Form Type
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8-K
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Co-Registrant DocumentPeriodEndDate
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2019-10-01
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Co-Registrant Written Communications
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false
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Co-Registrant Solicitating Materials
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false
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Co-Registrant PreCommencement Tender Offer
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false
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Co-Registrant PreCommencement Issuer Tender Offer
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false
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Emerging Growth Company
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false
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Item 2.05 Costs Associated with Exit or Disposal Activities.
On October 1, 2019, Consumers Energy Company announced a retention
incentive program to ensure necessary staffing at D.E. Karn through the anticipated 2023 retirement of the coal-fueled electric
generating units. The aggregate cost of the program through 2023 is estimated to be $35 million, assuming all eligible employees
elect to participate. Actual costs incurred will depend on actual participation.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly
authorized.
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CMS ENERGY CORPORATION
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Dated: October 7, 2019
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By:
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/s/ Rejji P. Hayes
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Rejji P. Hayes
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Executive Vice President and Chief Financial Officer
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CONSUMERS ENERGY COMPANY
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Dated: October 7, 2019
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By:
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/s/ Rejji P. Hayes
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Rejji P. Hayes
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Executive Vice President and Chief Financial Officer
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