Amended Annual Report (10-k/a)
April 26 2019 - 12:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITY AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________
FORM 10-K/A
(Amendment No. 1)
__________
(MARK ONE)
☒
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended September 30, 2018
or
☐
TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from _________
to _________
Commission File Number:
333-170315
AngioSoma, Inc.
(Exact name of registrant as specified in its
charter)
Nevada
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27-3480481
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(State or other jurisdiction of Incorporation or organization)
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(I.R.S. Employer Identification Number)
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2500 Wilcrest Drive, 3
rd
Floor
Houston, TX
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77042
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(Address of principal executive offices)
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(Zip code)
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Registrant’s telephone number, including
area code:
832-781-8521
Securities registered pursuant to Section
12(g) of the Act:
Title of Each Class
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Name of Each Exchange on which Registered
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Common stock, $0.001 par value
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OTC Markets
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EXPLANATORY NOTE
This Amendment No. 1 on Form 10-K/A (this “Amendment”)
amends our Annual Reports on Form 10-K for the year ended September 30, 2018, originally filed with the Securities and Exchange
Commission (“SEC”) on January 3, 2019 (the “Original Report”). We are filing this Amendment to delete a
Risk Factor that wrongfully states “
We were a shell company until we acquired the intellectual property assets, resulting
in certain limitations on the ability of our stockholders to use the Rule 144 safe harbor under the Securities Act of 1933, as
amended, for resales of our common stock.”
On the first day of January 2012, the Company
commenced operations as a publicly traded company and participant in a successful oil and gas drilling project in Calcasieu Parish,
Louisiana. The oil and gas property was in operation when the Company acquired AngioSoma, Inc. June 3, 2016.
Because these changes do not include changes
to the financial statements included in the Original Report, we are not filing a new consent of our auditors with this Amendment.
In connection with the filing of this Amendment and pursuant to the requirements of Rule 12b-15 under the Securities Exchange Act
of 1934, as amended, we are including with this Amendment new certifications of our principal executive officer and principal financial
officer.
Except as described above, no other changes
have been made to the Original Report. The Original Report continues to speak as of the date of the Original Report, and we have
not updated the disclosures contained therein to reflect any events that have occurred at a date subsequent to the filing of the
Original Report. Material events may have occurred subsequent to the filing of the Original Report that are not reflected in this
Amendment.