Additional Proxy Soliciting Materials (definitive) (defa14a)
April 16 2019 - 4:06PM
Edgar (US Regulatory)
SCHEDULE
14A
(RULE 14a-101)
Information Required in Proxy Statement
Schedule 14A Information
Proxy Statement Pursuant to Section
14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant
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x
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Filed by a Party other than the Registrant
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o
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Check
the appropriate box:
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o
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Preliminary Proxy Statement
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o
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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o
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Definitive Proxy Statement
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x
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Definitive Additional Materials
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Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12
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Capitala
Finance Corp.
(Name
of Registrant as Specified in Its Charter)
Name
of Person(s) Filing Proxy Statement if other than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
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o
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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o
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Fee paid previously with preliminary materials.
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o
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.
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(1)
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Amount previously Paid:
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(2)
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Form, schedule or registration statement No.:
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****
IMPORTANT ****
****
TIME IS RUNNING SHORT ****
Dear Fellow Stockholder:
Enclosed you will find an additional proxy voting form relating to Capitala Finance Corp’s Annual Meeting of Stockholders
to be held on May 2, 2019.
Because
we have not yet heard from you, we are sending you this reminder notice
and we urge you to vote your shares TODAY
.
As a stockholder, you have the right to vote over the Internet or by telephone, and we are asking
you to do so now to save Capitala Finance Corp. further expense and to ensure that your vote is counted. Instructions on how
to vote over the telephone or Internet are enclosed in this package.
Your
shares cannot be represented at the Annual Meeting with respect to any matters to be voted upon unless you either sign and return
the enclosed voting form or vote by telephone or over the Internet.
We strongly encourage you to exercise your right to
vote today.
****
PLEASE VOTE TODAY****
If
you sign and return the enclosed form without indicating a different choice, your shares will be voted “
FOR
”
the election of each of the named nominees for director, and “
FOR
” the proposal to authorize the sale of shares
of common stock at below net asset value per share.
Thank
you for your investment in Capitala Finance Corp. and for voting your shares. If you have questions or need help voting your shares,
please call our proxy solicitation firm, Morrow Sodali LLC at
1-800-267-0201
.
Sincerely yours,
Joseph B. Alala, III
Chairman and Chief Executive Officer
Capitala Finance (NASDAQ:CPTA)
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