Current Report Filing (8-k)
December 11 2018 - 8:01AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): December 7, 2018
3PEA INTERNATIONAL, INC.
(Exact name of registrant
as specified in its charter)
Nevada
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000-54123
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95-4550154
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(State or other jurisdiction of incorporation)
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(Commission file number)
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(I.R.S. Employer Identification Number)
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1700 W Horizon Ridge Parkway, Suite 200,
Henderson, Nevada 89012
(Address of principal executive
offices) (Zip Code)
(702) 453-2221
(Registrant's telephone number,
including area code)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))
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Indicate by check mark whether the registrant is
an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) and (c)
On December 7, 2018, 3PEA International,
Inc. (the “Company”) named Mark Attinger as Principal and Chief Financial Officer, succeeding Brian Polan, who will
transition to the role of Vice President, Corporate Finance. Mr. Polan will support the finance department and handle other corporate
responsibilities and projects for the company. Mr. Polan’s transition is not due to a dispute or disagreement with the Company.
Mr. Attinger, age 53, began his career at
American Express where he spent 12 years (1987-2000) in various positions in Finance, Performance and Quality Management, and Operations.
Subsequently, he held positions as Vice President of Operations at NextCard (2000-2002), Chief Operating Officer at Prudential
(2002-2003) and Chief Executive Officer of Affina (a business process outsourcer) (2003-2007). At Affina, he led the company through
a management buy-out and a successful sale to a foreign conglomerate. Mr. Attinger also served as Principal and Founding Partner
for Customer Servicing Solutions (2007-2016). More recently Mr. Attinger served as President & Chief Operating Officer of Genesis
Financial (2018) and Chief Executive Officer and Chief Financial Officer of start-up Zxerex (2016-2018). Mr. Attinger has substantial
experience leading companies with both a domestic and international presence. Mr. Attinger earned a Bachelor of Science degree
in Finance, with a minor in Accounting, and a Master of Business Administration degree, both from Brigham Young University.
There are no family relationships between
Mr. Attinger and any previous or current officers or directors of the Company, and there are no related party transactions reportable
under Item 404(a) of Regulation S-K. Mr. Attinger is not a party to, nor does he participate in, any material plan, contract or
arrangement as of the date of this report.
On December 7, 2018, the Company issued
a press release announcing Mr. Attinger’s appointment to Principal and Chief Financial Officer and Mr. Polan’s transition
to Vice President, Corporate Finance, a copy of which is filed as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
In accordance with the requirements of the Exchange Act, the
registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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3PEA INTERNATIONAL, INC.
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Date: December 11, 2018
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By:
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/s/
Mark Newcomer
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By: Mark Newcomer, Chief Executive Officer
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