Amended Quarterly Report (10-q/a)
November 16 2018 - 6:17AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-Q/A
Amendment
No. 1
(Mark One)
[
X
] Quarterly
Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the quarterly period ended
September
30, 2018
or
[
] Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
For
the transition period from ____ to ____.
Commission
File No. 000-03978
UNICO
AMERICAN CORPORATION
(Exact
Name of Registrant as Specified in Its Charter)
Nevada
|
95-2583928
|
(State or other jurisdiction of incorporation or organization)
|
(IRS Employer Identification No.)
|
|
|
26050 Mureau Road, Calabasas, California
|
91302
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
Registrant's telephone number, including
area code:
(818) 591-9800
No
Change
(Former
Name, Former Address and Former Fiscal Year, if Changed Since Last Report)
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days. Yes
X
No __
Indicate
by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such
shorter period that the registrant was required to submit and post such files). Yes
X
No__
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer," "accelerated filer" and "smaller
reporting company" in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer
__
Accelerated
filer
__
Non-accelerated filer
__
Smaller
reporting company
X
Emerging growth company
__
(Do not check if a smaller reporting company)
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
__
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes__ No
X
Indicate the number of
shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.
Class
|
Outstanding at November 15, 2018
|
Common Stock, $0 par value per share
|
5,307,103
|
EXPLANATORY NOTE
This Amendment No.1 on Form 10-Q/A (this
“Amendment”) amends the Quarterly Report on Form 10-Q of Unico American Corporation for the quarter ended September
30, 2018, originally filed with the Securities and Exchange Commission on November 15, 2018 (the “Original Filing”).
We are filing this Amendment for the sole purpose of adding Interactive Data Files unintentionally omitted from the Original Filing.
Interactive Data Files are filed with this Amendment as Exhibit 101.
Except as described above, no other changes
have been made to the Original Filing. The Original Filing continues to speak as of the date of the Original Filing, and we have
not updated the disclosures contained therein to reflect any subsequent events, other than as indicated in this Amendment.
EXHIBIT INDEX
ITEM 6 – EXHIBITS
|
101
|
The following information from the Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2018, formatted in XBRL (Extensible Business Reporting Language) and furnished electronically herewith: (i) the Condensed Consolidated Balance Sheets; (ii) the Condensed Consolidated Statements of Operations; (iii) the Condensed Consolidated Statements of Comprehensive Loss; (iv) the Condensed Consolidated Statements of Cash Flows; and (v) the Condensed Notes to Unaudited Condensed Consolidated Financial Statements.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
UNICO
AMERICAN CORPORATION
Date: November 15, 2018 By:
/s/ CARY L. CHELDIN
Cary L.
Cheldin
Chairman
of the Board, President and Chief
Executive
Officer, (Principal Executive Officer)
Date: November 15, 2018 By:
/s/ MICHAEL BUDNITSKY
Michael
Budnitsky
Treasurer,
Chief Financial Officer, (Principal
Accounting and Principal Financial
Officer)
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