Current Report Filing (8-k)
October 30 2018 - 8:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported):
October 30,
2018
OXFORD
SQUARE CAPITAL CORP.
(Exact name
of registrant as specified in its charter)
Maryland
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000-50398
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20-0188736
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(State or other jurisdiction
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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of incorporation)
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8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of principal executive offices
and zip code)
Registrant’s
telephone number, including area code:
(203) 983-5275
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
☐
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Item 2.02
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Results of Operations
and Financial Condition
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On October 30, 2018, Oxford Square Capital
Corp. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2018.
The text of the press release is included as an exhibit to this Form 8-K. Additionally, on October 30, 2018, the Company made available
on its website, www.oxfordsquarecapital.com, supplemental investor information with respect to the earnings release.
The information in this Current Report,
including the Exhibit, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information in this Current Report
shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933,
as amended, unless it is specifically incorporated by reference therein.
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Item 9.01
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 30, 2018
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OXFORD SQUARE CAPITAL CORP.
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By:
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/s/ Saul B. Rosenthal
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Saul B. Rosenthal
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President
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