Amended Statement of Ownership (sc 13g/a)
October 12 2018 - 4:01PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
RESHAPE
LIFESCIENCES INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
29365M505
(CUSIP Number)
October 3, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this schedule is filed:
☐ Rule
13d-1(b)
☒ Rule
13d-1(c)
☐ Rule
13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
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CUSIP No. 29365M505
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Page
2
of 8
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1
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NAME
OF
REPORTING
PERSON
Endeavour Medtech Growth LP
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2
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CHECK
THE
APPROPRIATE
BOX
IF
A
MEMBER
OF
A
GROUP
(a) ☐ (b) ☐
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3
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SEC
USE
ONLY
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4
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CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
Guernsey
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE
VOTING
POWER
228,111
(1)
shares
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6
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SHARED
VOTING
POWER
0 shares
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7
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SOLE
DISPOSITIVE
POWER
228,111
(1)
shares
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8
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SHARED
DISPOSITIVE
POWER
0
shares
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9
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AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
228,111
(1)
shares
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10
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CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
(9)
EXCLUDES
CERTAIN
SHARES
☐
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11
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PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
(9)
0.2%
(2)
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12
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TYPE
OF
REPORTING
PERSON
PN
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(1)
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Includes (i) 180,657 shares of common stock, par value $0.01 per share (the
Common Stock
),
of ReShape Lifesciences Inc. (the
Issuer
), and (ii) 47,454 shares of Common Stock issuable upon conversion of 711,800 shares of Series C Convertible Preferred Stock (the
Series C Convertible Preferred
Stock
), par value $0.01 per share, of the Issuer.
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(2)
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Percentage calculated based on 83,472,628 shares of common stock, par value $0.01 per share, outstanding as of
September 27, 2018, as reported by ReShape Lifesciences Inc. in its Schedule 14A filed on October 5, 2018.
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SCHEDULE 13G
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CUSIP No. 29365M505
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Page
3
of 8
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1
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NAME
OF
REPORTING
PERSON
Endeavour Medtech GP Limited
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2
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CHECK
THE
APPROPRIATE
BOX
IF
A
MEMBER
OF
A
GROUP
(a) ☐ (b) ☐
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3
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SEC
USE
ONLY
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4
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CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
Guernsey
|
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|
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
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5
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|
SOLE
VOTING
POWER
228,111
(1)
shares
|
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6
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SHARED
VOTING
POWER
0 shares
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7
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SOLE
DISPOSITIVE
POWER
228,111
(1)
shares
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8
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SHARED
DISPOSITIVE
POWER
0
shares
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9
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AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
228,111
(1)
shares
|
10
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CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
(9)
EXCLUDES
CERTAIN
SHARES
☐
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11
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PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
(9)
0.2%
(2)
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12
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TYPE
OF
REPORTING
PERSON
OO/HC
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(1)
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Includes (i) 180,657 shares of common stock, par value $0.01 per share (the
Common Stock
),
of ReShape Lifesciences Inc. (the
Issuer
), and (ii) 47,454 shares of Common Stock issuable upon conversion of 711,800 shares of Series C Convertible Preferred Stock (the
Series C Convertible Preferred
Stock
), par value $0.01 per share, of the Issuer.
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(2)
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Percentage calculated based on 83,472,628 shares of common stock, par value $0.01 per share, outstanding as of
September 27, 2018, as reported by ReShape Lifesciences Inc. in its Schedule 14A filed on October 5, 2018.
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SCHEDULE 13G
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CUSIP No. 29365M505
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Page
4
of 8
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Item 1(a).
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Name of Issuer
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ReShape Lifesciences Inc. (the
Issuer
).
Item 1(b).
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Address of Issuers Principal Executive Offices
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2800 Patton Road, St. Paul, Minnesota 55113.
Item 2(a).
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Name of Person Filing
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This Schedule 13G is filed by:
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(i)
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Endeavour Medtech Growth LP, a Guernsey registered limited partnership (
Medtech Growth LP
);
and
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(ii)
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Endeavour Medtech GP Limited, a Guernsey registered company (
Medtech GP
), which is the
general partner of Medtech Growth LP and may be deemed to control Medtech Growth LP and have voting power and dispositive power with respect to equity securities owned by Medtech Growth LP.
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Each of Medtech Growth LP and Medtech GP are sometimes individually referred to herein as a
Reporting Person
and
collectively as the
Reporting Persons
.
The Reporting Persons have entered into a joint filing agreement, a copy of
which is attached as Exhibit A.
Item 2(b).
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Address of Principal Business Office or, if None, Residence
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The address of the principal business and principal office of each of the Reporting Persons is:
c/o Ipes (Guernsey) Limited
Attn: James Nicolle
1 Royal
Plaza, Royal Avenue
St. Peter Port
Guernsey, GY1 2HL
Channel
Islands
Each of the Reporting Persons is organized under the laws of Guernsey.
Item 2(d).
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Title of Class of Securities
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Common Stock, par value $0.01 per share (the
Common Stock
).
29365M505
SCHEDULE 13G
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CUSIP No. 29365M505
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Page
5
of 8
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Item 3.
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If this statement is filed pursuant to Rule
13d-1(b),
or
13d-2(b)
or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C
80a-8).
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(e)
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☐
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An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E).
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F).
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(g)
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☐
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A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G).
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(h)
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☐
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3).
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(j)
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☐
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Group, in accordance with
§240.13d-1(b)(1)(ii)(J).
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With respect to the beneficial ownership of the reporting persons, see Items 5 through 11 of the cover pages to this Schedule 13G, which are
incorporated herein by reference.
Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following. ☒
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company.
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
SCHEDULE 13G
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CUSIP No. 29365M505
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Page
6
of 8
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By signing below, each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect, other than activities solely in connection with a nomination under
§240.14a-11.
SCHEDULE 13G
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CUSIP No. 29365M505
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Page
7
of 8
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 12, 2018
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ENDEAVOUR MEDTECH GROWTH LP
By: Endeavour Medtech GP Limited
Its: General
Partner
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By:
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/s/ James Nicolle
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Name:
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James Nicolle
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Title:
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Director
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ENDEAVOUR MEDTECH GP LIMITED
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By:
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/s/ James Nicolle
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Name:
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James Nicolle
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Title:
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Director
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SCHEDULE 13G
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CUSIP No. 29365M505
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Page
8
of 8
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EXHIBIT INDEX
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Exhibit A
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Joint Filing Agreement by and between Endeavour Medtech Growth LP and Endeavour Medtech GP Limited, dated January 12, 2018.*
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