Statement of Changes in Beneficial Ownership (4)
June 22 2018 - 04:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ROSENBLATT SIDNEY D
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2. Issuer Name
and
Ticker or Trading Symbol
UNIVERSAL DISPLAY CORP PA
[
OLED
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP and CFO
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(Last)
(First)
(Middle)
C/O UNIVERSAL DISPLAY CORPORATION, 375 PHILLIPS BLVD.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/20/2018
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(Street)
EWING, NJ 08618
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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6/20/2018
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G
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1773
(1)
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A
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$0
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249323
(2)
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D
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Common Stock
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6/20/2018
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G
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4449
(3)
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D
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$0
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68165
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I
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By Grantor Retained Annuity Trust
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Common Stock
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6/21/2018
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G
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2236
(4)
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D
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$0
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65929
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I
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By Grantor Retained Annuity Trust
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Common Stock
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23000
(5)
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I
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By Spouse
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Common Stock
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50356
(6)
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I
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By Family Limited Partnership
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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These shares were distributed to Mr. Rosenblatt from The Sidney Rosenblatt June 2015 Annuity Trust dated as of June 18, 2015.
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(2)
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Includes 2,236 shares distributed to Mr. Rosenblatt on June 21, 2018 from The Sidney Rosenblatt June 2016 Annuity Trust dated as of June 20, 2016.
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(3)
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These shares were distributed from The Sidney Rosenblatt June 2015 Annuity Trust dated as of June 18, 2015, with 2,676 shares distributed to family trusts in which Mr. Rosenblatt is neither trustee nor beneficiary and 1,773 shares distributed to Mr. Rosenblatt.
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(4)
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These shares were distributed to Mr. Rosenblatt from The Sidney Rosenblatt June 2016 Annuity Trust dated as of June 20, 2016.
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(5)
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These shares are held by Mr. Rosenblatt's spouse and are being reported as beneficially owned by him.
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(6)
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These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which Mr. Rosenblatt is the sole general partner and he and his children are the sole limited partners.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ROSENBLATT SIDNEY D
C/O UNIVERSAL DISPLAY CORPORATION
375 PHILLIPS BLVD.
EWING, NJ 08618
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X
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EVP and CFO
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Signatures
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/s/ Sidney. D. Rosenblatt
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6/22/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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