Notification That Annual Report Will Be Submitted Late (nt 10-k)
April 02 2018 - 6:11AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC File
Number
001-37642
CUSIP
Number
29272A206
(Check One):
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☒ Form 10-K
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☐ Form 20-F
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☐ Form 11-K
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☐ Form 10-Q
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☐ Form 10-D
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☐ Form N-SAR
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☐ Form N-CSR
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For Period Ended:
December 31, 2017
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☐
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Transition Report on Form 10-K
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☐
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Transition Report on Form 20-F
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☐
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Transition Report on Form 11-K
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☐
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Transition Report on Form 10-Q
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☐
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Transition Report on Form N-SAR
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For the Transition Period Ended: ________________
Read Instruction (on back page) Before Preparing
Form. Please Print or Type.
Nothing in this form shall be construed
to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of
the filing checked above, identify the Item(s) to which the notification relates: N/A
PART I—REGISTRANT INFORMATION
Ener-Core, Inc.
Full Name of Registrant
Former Name if Applicable
8965 Research Drive
Address of Principal Executive Office
(Street
and Number)
Irvine, California 92618
City, State and Zip Code
PART II—RULES 12b-25(b) AND (c)
If the subject report could not be filed without
unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check
box if appropriate.)
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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☒
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III—NARRATIVE
State below in reasonable detail why Forms
10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed
time period.
(Attach extra Sheets if Needed)
The Registrant was unable to file
its Annual Report on Form 10-K for the fiscal year ended December 31, 2017 by the prescribed date without unreasonable effort or
expense due to delays involved in the process of completing all the steps and tasks necessary to compile the Registrant’s
financial information to produce final financial statements and related supporting documentation. The Registrant plans to file
the Annual Report on Form 10-K no later than the fifteenth calendar day following the prescribed due date, as set forth in Rule
12b-25(b) under the Securities Exchange Act of 1934, as amended.
PART IV—OTHER INFORMATION
(1) Name and telephone number of person to
contact in regard to this notification:
Domonic J. Carney
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(949)
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732-4400
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(Name)
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(Area Code)
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(Telephone Number)
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(2) Have all other periodic reports required
under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the
preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is
no, identify report(s). Yes ☒ No ☐
(3) Is it anticipated that any significant
change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements
to be included in the subject report or portion thereof? Yes ☐ No ☒
If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot
be made.
Ener-Core, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: April 2, 2018
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/s/ Domonic J. Carney
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By:
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Domonic J. Carney
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Title:
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Chief Financial Officer
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