Securities Registration (section 12(b)) (8-a12b)
March 19 2018 - 5:12PM
Edgar (US Regulatory)
As filed with the Securities and
Exchange Commission on March 19, 2018
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
APOLLO GLOBAL
MANAGEMENT, LLC
(Exact Name of Registrant as specified in its charter)
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Delaware
(State or other Jurisdiction of Incorporation)
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20-8880053
(I.R.S. Employer Identification No.)
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9 West 57
th
Street, 43
rd
Floor
New York, New York
(Address of principal executive office)
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10019
(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be
registered
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6.375% Series B Preferred Shares
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New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this
form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
(if applicable)
Securities to be registered pursuant to
Section 12(g) of the Act:
None
Item 1. Description of Registrants Securities to be Registered.
Descriptions of the 6.375% Series B Preferred Shares (the Preferred Shares) of Apollo Global Management, LLC (the
Registrant) are contained in a prospectus dated May 6, 2016, constituting part of the Registrants registration statement on Form
S-3
(File
No. 333-211225),
relating to the Preferred Shares (the Prospectus), and a supplement to the Prospectus dated March 12, 2018 and filed pursuant to Rule 424(b) under the Securities Act of
1933, as amended (the Prospectus Supplement). The descriptions of the Preferred Shares contained in the Prospectus under the heading Description of Shares and the description of the Preferred Shares in the Prospectus
Supplement under the heading Description of the Series B Preferred Shares, are each incorporated herein by reference.
Item 2.
Exhibits.
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Exhibit
Number
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Description
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3.1
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Third Amended and Restated Limited Liability Company Agreement of Apollo Global Management, LLC dated March 19, 2018 (incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form
8-K
filed on March 19, 2018).
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3.2
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Certificate of Formation of Apollo Global Management, LLC (incorporated by reference to Exhibit 3.2 to the Registrants Registration Statement on Form
S-1
(File
No. 333-150141)).
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3.3
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Amended and Restated Limited Liability Company Operating Agreement of AGM Management, LLC, dated as of July 10, 2007 (incorporated by reference to Exhibit 10.1 to the Registrants Registration Statement on Form
S-1
(File
No. 333-150141)).
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4.1
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Form of 6.375% Series B Preferred Shares Certificate (incorporated by reference to Exhibit 4.1 to the Registrants Current Report on Form
8-K
filed on March 19, 2018).
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2
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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APOLLO GLOBAL MANAGEMENT, LLC
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By:
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/s/ John J. Suydam
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Name:
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John J. Suydam
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Title:
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Chief Legal Officer
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Date: March 19, 2018
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