Current Report Filing (8-k)
March 09 2018 - 4:38PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported):
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March
7
, 201
8
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BroadVision, Inc.
__________________________________________
(Exact name of registrant as specified in its charter)
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Delaware
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1-34205
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94-3184303
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_____________________
(State or other jurisdiction
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_____________
(Commission
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______________
(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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1700 Seaport Blvd, Suite 210,
Redwood City, California
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94063
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_________________________________
(Address of principal executive offices)
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___________
(Zip Code)
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Registrant's telephone number, including area code:
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(650) 331-1000
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______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Resignation of Chief Financial Officer; Appointment of Interim Chief Financial Officer
On
March
7
, 201
8
,
Peter Chu
, the Chief Financial Officer
of BroadVision, Inc. (the “Company”)
,
announced his
resignation as
the Company’s
Chief Financial Officer
,
effective
March
7
, 201
8
.
Dr.
Pe
hong
Ch
en
,
our
Chairman of the Board, Chief Executive Officer and President
,
has been
appointed
as
Interim
Chief Financial
Officer
,
effective
March
7
, 201
8
. In this
additional
role,
Dr
.
Ch
en
will serve as the Company’s principal financial and accounting officer
, while continuing to serve as the Company’s principal executive officer
.
See the section
in
the Company’s
Definitive Proxy Statement
on Schedule 14A
filed
with the Securities and Exchange Commission
on May 1, 2017
(the “Proxy Statement”)
entitled “Proposal 1 – Election of Directors – Nominees” for a description of Dr. Chen’s business experience and the section
in the Proxy Statement
entitled “Certain Relationships and Related Party Transactions”
for
a description of
related party transactions involving Dr. Chen.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BroadVision, Inc.
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March
9
, 20
18
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By:
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/s/
Pehong Chen
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Name:
Pehong Chen
Title: President
,
Chief Executive Officer
and Interim Chief Financial Officer
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