Current Report Filing (8-k)
November 05 2021 - 12:13PM
Edgar (US Regulatory)
0000860131
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--12-31
0000860131
2021-11-01
2021-11-01
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
November 1, 2021
WAVE SYNC CORP.
(Exact name of registrant as specified in
its charter)
Delaware
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001-34113
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74-2559866
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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19 West 44th Street, Suite 1001, New York, NY 10036
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(Address of principal executive offices)
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Registrant’s telephone number, including
area code: (852) 98047102
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03 Amendments to Articles of Incorporation
or Bylaws; Change in Fiscal Year.
On November 1, 2021, Wave Sync Corp. (the “Company”)
filed an amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the State of Delaware,
which has effected a one-for-five reverse stock split (the “Reverse Stock Split”) of the Company’s outstanding common
stock, par value $0.001 per share (the “Common Stock”). As a result of the Reverse Stock Split, the number of outstanding
shares of Common Stock has been reduced by the ratio of one-for-five. No fractional shares will be issued in connection with the Reverse
Stock Split and the fractional share of the Common Stock shall be rounded up to the nearest whole share.
The summary of the Certificate of Incorporation
do not purport to be complete and is qualified in its entirety by reference to the full text of the Certificate of Incorporation, copy
of which is attached to this Current Report on Form 8-K as Exhibits 3.1.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
November 5, 2021
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WAVE SYNC CORP.
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By:
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/s/ Jiang Hui
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Name:
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Jiang Hui
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Title:
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Chief Executive Officer
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2
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