Statement of Changes in Beneficial Ownership (4)
December 07 2020 - 12:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Henderson Robert S |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Exec.V.P. |
(Last)
(First)
(Middle)
TRANSDIGM INC., 35 NORTH LAKE AVENUE SUITE 920 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/3/2020 |
(Street)
PASADENA, CA 91101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/3/2020 | | M | | 17500 | A | $130.09 | 17500 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 4592 | D | $597.1061 (1) | 12908 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 5628 | D | $597.8161 (2) | 7280 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 1503 | D | $598.8185 (3) | 5777 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 604 | D | $599.8615 (4) | 5173 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 600 | D | $601.1133 (5) | 4573 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 326 | D | $602.8733 (6) | 4247 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 1400 | D | $604.814 (7) | 2847 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 1630 | D | $605.9334 (8) | 1217 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 12/3/2020 | | S | | 1217 | D | $606.7096 (9) | 0 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $130.09 | 12/3/2020 | | M | | | 17500 | 9/30/2016 | 11/19/2022 | Common Stock | 17500 | $0.00 | 0 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $596.48 - $597.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.48 - $598.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.48 - $599.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $599.69 - $600.15. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $600.77 - $601.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.69 - $603.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $604.18 - $605.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $605.40 - $606.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $606.48 - $607.21. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Henderson Robert S TRANSDIGM INC. 35 NORTH LAKE AVENUE SUITE 920 PASADENA, CA 91101 |
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| Exec.V.P. |
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Signatures
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Halle Fine Terrion as attorney in fact for Robert S Henderson. | | 12/7/2020 |
**Signature of Reporting Person | Date |
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