Initial Statement of Beneficial Ownership (3)
June 12 2020 - 6:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jackson Richard A. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/29/2020
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3. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [OXY]
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(Last)
(First)
(Middle)
OCCIDENTAL PETROLEUM CORPORATION, 5 GREENWAY PLAZA, SUITE 110 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Vice President / |
(Street)
HOUSTON,, TX 77046
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 78319 | D | |
Common Stock | 6010 (1) | I | by OPC Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options (right to buy) | (2) | 2/11/2022 | Common Stock | 15000 | $79.98 | D | |
Phantom Stock Units | (3) | (3) | Common Stock | 29558 | (4) | D | |
Explanation of Responses: |
(1) | Based on a plan statement dated June 8, 2020. |
(2) | The employee stock options (the "options") were granted to the reporting person under the issuer's 2005 Long-Term Incentive Plan on February 11, 2015. The options became exercisable in three equal annual installments beginning on February 10, 2016. |
(3) | The award of phantom stock units vests on January 31, 2022. |
(4) | Each phantom stock unit is the economic equivalent of one share of the issuer's common stock. |
Remarks: Exhibit List Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jackson Richard A. OCCIDENTAL PETROLEUM CORPORATION 5 GREENWAY PLAZA, SUITE 110 HOUSTON,, TX 77046 |
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| Vice President |
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Signatures
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Brittany A. Smith, Attorney-in-Fact for Richard A. Jackson | | 6/12/2020 |
**Signature of Reporting Person | Date |
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