Amended Current Report Filing (8-k/a)
February 08 2021 - 5:04PM
Edgar (US Regulatory)
true
0000922864
0000922864
2021-02-08
2021-02-08
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 8, 2021
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
(Exact name of registrant as specified in its charter)
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Maryland (apartment Investment amd management company)
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1-13232
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84-1259577
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation or organization)
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File Number)
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Identification No.)
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4582 SOUTH ULSTER STREET
SUITE 1450, DENVER, CO 80237
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (303) 224-7900
NOT APPLICABLE
(Former name or Former Address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Apartment Investment and Management Company
Class A Common Stock
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AIV
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the exchange act. ☐
ITEM 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On February 3, 2021, Apartment Investment and Management Company (the “Company”) announced that Deborah Smith had been appointed to the Board of Directors. This amendment to the Company’s Form 8-K dated February 3, 2021, is being filed to clarify that Ms. Smith's appointment was made on January 27, 2021, and that Ms. Smith will participate in the compensation program for the Company’s independent directors, which consists of an initial award of 34,000 shares of the Company’s Class A Common Stock and, for service in 2021, an annual fee of 16,234 shares of the Company’s Class A Common Stock and an annual cash retainer of $75,000, paid quarterly.
ITEM 9.01. Financial Statements and Exhibits.
(d) Exhibits
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Exhibit No.
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Description
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Dated: February 8, 2021
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY
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/s/ Wesley W. Powell
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Wesley W. Powell
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President and Chief Executive Officer
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