Statement of Changes in Beneficial Ownership (4)

Date : 08/02/2019 @ 9:25PM
Source : Edgar (US Regulatory)
Stock : Alphabet Inc (GOOGL)
Quote : 1229.84  0.0 (0.00%) @ 1:00AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Drummond David C
2. Issuer Name and Ticker or Trading Symbol

Alphabet Inc. [ GOOG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP, Corporate Development
(Last)          (First)          (Middle)

C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY
3. Date of Earliest Transaction (MM/DD/YYYY)

8/1/2019
(Street)

MOUNTAIN VIEW, CA 94043
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class C Capital Stock   8/1/2019     M    800   A $281.6107   44482   D    
Class C Capital Stock   8/1/2019     S    800   D $1213.14   43682   D    
Class A Common Stock   8/1/2019     M    800   A $282.7394   800   D    
Class A Common Stock   8/1/2019     S    800   D $1217.63   0   D    
Class A Common Stock                  2090   I   By Spouse  
Class C Capital Stock                  2095   I   By Spouse  
Class C Google Stock Units   (1)                26255   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Class A Common Stock   $282.7394   8/1/2019     M         800      (2) 12/1/2020   Class A Common Stock   800   $0.00   9198   D    
Option to Purchase Class C Capital Stock   $281.6107   8/1/2019     M         800      (2) 12/1/2020   Class C Capital Stock   800   $0.00   9198   D    
Option to Purchase Class A Common Stock   $318.2102                      (2) 4/4/2022   Class A Common Stock   44955     44955   D    
Class B Common Stock   $0.00                      (3)   (4) Class A Common Stock   12500     12500   D    
Option to Purchase Class A Common Stock   $318.2102                      (2) 4/4/2022   Class A Common Stock   8646     8646   D    
Option to Purchase Class A Common Stock   $287.6642                      (2) 4/6/2021   Class A Common Stock   29288     29288   D    
Option to Purchase Class C Capital Stock   $286.5159                      (2) 4/6/2021   Class C Capital Stock   29288     29288   D    
Option to Purchase Class C Capital Stock   $316.9399                      (2) 4/4/2022   Class C Capital Stock   44955     44955   D    
Option to Purchase Class C Capital Stock   $316.9399                      (2) 4/4/2022   Class C Capital Stock   8646     8646   D    

Explanation of Responses:
(1)  The Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.
(2)  Option is fully vested.
(3)  All shares are exercisable as of the transaction date.
(4)  There is no expiration date for the Issuer's Class B Common Stock.

Remarks:
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Drummond David C
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA 94043


SVP, Corporate Development

Signatures
/s/ Valentina Margulis, as Attorney-in-Fact for David C. Drummond 8/2/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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