Initial Statement of Beneficial Ownership (3)
October 03 2019 - 7:21PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Cmil Jennifer |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2019
|
3. Issuer Name and Ticker or Trading Symbol
NEWMONT GOLDCORP CORP /DE/ [NEM]
|
(Last)
(First)
(Middle)
6363 SOUTH FIDDLER'S GREEN CIRCLE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, Human Resources / |
(Street)
GREENWOOD VILLAGE, CO 80111
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $1.60 par value | 26961 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (2) | 4/25/2021 | Common Stock | 5400 | $58.685 | D | |
Explanation of Responses: |
(1) | Includes 16,678 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units generally vest in three equal installments beginning on the first anniversary of the date of grant. Restricted stock units held by the Reporting Person will vest as follows: 1,454 units on February 27, 2020; 2,115 units on February 26, 2020; 2,115 units on February 26, 2021; 2,599 units on February 25, 2020; 2,599 units on February 25, 2021; 2,600 units on February 25, 2022; 1,065 units on July 26, 2020; 1,065 units on July 26, 2021; and 1,066 units on July 26, 2022. |
(2) | The stock options were granted on April 25, 2011 and vested in three equal annual installments beginning on the first anniversary of the grant date and are fully vested. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cmil Jennifer 6363 SOUTH FIDDLER'S GREEN CIRCLE GREENWOOD VILLAGE, CO 80111 |
|
| EVP, Human Resources |
|
Signatures
|
Logan H. Hennessey, as attorney-in-fact for Jennifer Cmil | | 10/3/2019 |
**Signature of Reporting Person | Date |
Newmont (NYSE:NEM)
Historical Stock Chart
From Mar 2024 to Apr 2024
Newmont (NYSE:NEM)
Historical Stock Chart
From Apr 2023 to Apr 2024