Amended Statement of Changes in Beneficial Ownership (4/a)
July 17 2019 - 6:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MATHER ANN
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2. Issuer Name
and
Ticker or Trading Symbol
NETFLIX INC
[
NFLX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
100 WINCHESTER CIRCLE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/1/2019
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(Street)
LOS GATOS, CA 95032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
7/3/2019
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7/1/2019
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M
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291
(1)
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A
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$60.2943
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291
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D
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Common Stock
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7/1/2019
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S
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291
(1)
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D
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$375.0
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0
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D
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Common Stock
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7/1/2019
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M
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259
(1)
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A
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$67.5857
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259
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D
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Common Stock
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7/1/2019
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S
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259
(1)
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D
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$375.0
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0
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D
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Common Stock
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7/1/2019
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M
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287
(1)
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A
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$60.7714
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287
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D
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Common Stock
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7/1/2019
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S
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287
(1)
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D
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$375.0
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0
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D
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Common Stock
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7/1/2019
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M
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256
(2)
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A
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$68.0857
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256
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D
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Common Stock
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7/1/2019
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S
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256
(3)
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D
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$375.0
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0
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D
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Common Stock
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7/1/2019
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M
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280
(2)
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A
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$62.6857
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280
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D
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Common Stock
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7/1/2019
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S
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280
(3)
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D
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$375.0
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0
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D
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Common Stock
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7/1/2019
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M
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315
(2)
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A
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$55.4871
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315
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D
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Common Stock
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7/1/2019
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S
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315
(3)
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D
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$375.0
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0
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D
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Common Stock
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7/1/2019
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M
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357
(2)
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A
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$48.83
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357
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D
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Common Stock
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7/1/2019
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S
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357
(3)
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D
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$375.0
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$30.4157
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7/1/2019
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M
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574
(1)
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5/1/2013
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5/1/2023
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Common Stock
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574
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$31.71
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7/1/2019
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M
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553
(1)
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6/3/2013
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6/3/2023
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Common Stock
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553
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$32.04
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7/1/2019
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M
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546
(1)
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7/1/2013
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7/1/2023
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Common Stock
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546
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$33.3243
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7/1/2019
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M
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525
(1)
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9/1/2011
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9/1/2021
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Common Stock
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525
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$35.5886
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7/1/2019
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M
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490
(1)
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8/1/2013
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8/1/2023
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Common Stock
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490
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$37.6257
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7/1/2019
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M
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465
(1)
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8/1/2011
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8/1/2021
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Common Stock
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465
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$41.2857
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7/1/2019
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M
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423
(1)
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9/3/2013
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9/3/2023
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Common Stock
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423
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$46.3743
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7/1/2019
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M
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378
(1)
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10/1/2013
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10/1/2023
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Common Stock
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378
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$47.0386
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7/1/2019
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M
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371
(1)
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11/1/2013
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11/1/2023
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Common Stock
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371
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$48.0743
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7/1/2019
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M
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364
(1)
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5/1/2014
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5/1/2024
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Common Stock
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364
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$48.83
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7/1/2019
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M
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357
(4)
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12/1/2014
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12/1/2024
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Common Stock
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357
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$51.8314
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7/1/2019
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M
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336
(1)
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1/2/2014
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1/2/2024
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Common Stock
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336
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$51.9886
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7/1/2019
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M
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336
(1)
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12/2/2013
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12/2/2023
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Common Stock
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336
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$52.0986
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7/1/2019
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M
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336
(1)
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4/1/2014
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4/1/2024
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Common Stock
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336
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$55.4871
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7/1/2019
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M
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315
(4)
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11/3/2014
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11/3/2024
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Common Stock
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315
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$57.7686
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7/1/2019
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M
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305
(1)
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2/3/2014
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2/3/2024
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Common Stock
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305
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$60.2943
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7/1/2019
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M
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291
(1)
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6/2/2014
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6/2/2024
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Common Stock
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291
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$60.7714
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7/1/2019
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M
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287
(1)
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8/1/2014
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8/1/2024
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Common Stock
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287
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$62.6857
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7/1/2019
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M
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280
(4)
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10/1/2014
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10/1/2024
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Common Stock
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280
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$63.6557
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7/1/2019
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M
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277
(1)
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3/3/2014
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3/3/2024
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Common Stock
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277
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$67.5857
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7/1/2019
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M
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259
(1)
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7/1/2014
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7/1/2024
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Common Stock
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259
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$68.0857
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7/1/2019
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M
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256
(4)
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9/2/2014
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9/2/2024
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Common Stock
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256
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$0.0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$374.6
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7/1/2019
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A
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167
(5)
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7/1/2019
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7/1/2029
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Common Stock
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167
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$0.0
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167
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D
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Explanation of Responses:
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(1)
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The original Form 4, filed on July 3, 2019, is being amended by this Form 4 amendment to correct an administrative error in which this transaction was not disclosed. Transaction made pursuant to a duly adopted trading plan under Rule 10b5-1(c).
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(2)
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The grant indicated was previously reported and is being amended only to state that this transaction was made pursuant to a duly adopted trading plan under Rule
10b5-1(c).
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(3)
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These transactions were previously and correctly reported in the original Form filed on July 3, 2019. They are being included here due to the functionality of our administration platform.
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(4)
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The grant indicated was previously reported and is being amended to state that this transaction was made pursuant to a duly adopted trading plan under Rule 10b5-1(c). The exercisable date reported in the original Form 4 for this option is also being corrected to reflect the date reported in this amended form.
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(5)
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The original Form 4, filed on July 3, 2019, is being amended by this Form 4 amendment to correct an administrative error in which this transaction was not disclosed.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MATHER ANN
100 WINCHESTER CIRCLE
LOS GATOS, CA 95032
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X
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Signatures
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By: Veronique Bourdeau, Authorized Signatory For: Ann Mather
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7/17/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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