- Statement of Changes in Beneficial Ownership (4)
September 05 2012 - 7:34AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BLATT ROBERT A
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2. Issuer Name
and
Ticker or Trading Symbol
MTR GAMING GROUP INC
[
MNTG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
V Chairman Assistant Secretary
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(Last)
(First)
(Middle)
C/O MTR GAMING GROUP, INC., P. O. BOX 356, STATE ROUTE 2 SOUTH
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/31/2012
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(Street)
CHESTER, WV 26034
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/31/2012
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G
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V
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300
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D
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$0.00
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622595
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D
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Common Stock
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1000
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I
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By Immediate Family
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Common Stock
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3000
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I
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By Spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units (2010 Long-Term Incentive Plan)
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(1)
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(1)
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(1)
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Common Stock
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10365
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10365
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D
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Restricted Stock Units (2010 Long-Term Incentive Plan)
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(2)
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(2)
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(2)
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Common Stock
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19500
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19500
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D
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Restricted Stock Units (2010 Long-Term Incentive Plan)
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(3)
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(3)
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(3)
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Common Stock
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30000
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30000
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D
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Explanation of Responses:
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(
1)
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Date of Grant: June 13, 2012: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MTR Gaming Group, Inc. common stock. The RSUs shall at all times be fully vested and non-forfeitable, and shall be paid upon the earlier to occur of (i) the reporting person's termination of service, and (ii) a change in control of the Company.
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(
2)
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Date of Grant: August 12, 2011: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MTR Gaming Group, Inc. common stock. The RSUs shall at all times be fully vested and non-forfeitable, and shall be paid upon the earlier to occur of (i) the reporting person's termination of service, and (ii) a change in control of the Company.
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(
3)
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Date of Grant: August 5, 2010: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MTR Gaming Group, Inc. common stock. The RSUs shall at all times be fully vested and non-forfeitable, and shall be paid upon the earlier to occur of (i) the reporting person's termination of service, and (ii) a change in control of the Company.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BLATT ROBERT A
C/O MTR GAMING GROUP, INC.
P. O. BOX 356, STATE ROUTE 2 SOUTH
CHESTER, WV 26034
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X
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V Chairman Assistant Secretary
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Signatures
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/s/ Robert A. Blatt
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9/5/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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