Holding(s) in Company
July 12 2010 - 7:08AM
UK Regulatory
TIDMTLI
RNS Number : 1963P
Alternative Asset Opps PCC Ltd
12 July 2010
+----------------+--------------------+--+----+----------------------------+--------+
| | |
+----------------------------------------+------------------------------------------+
| | |
+----------------------------------------+------------------------------------------+
| |
+-----------------------------------------------------------------------------------+
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
| |
+-----------------------------------------------------------------------------------+
| | |
+---------------------------------------------+-------------------------------------+
| 1. Identity of the issuer or the underlying | |
| issuer |Alternative Asset Opportunities PCC |
| of existing shares to which voting rights | Limited |
| are | |
| attached: ii | |
+---------------------------------------------+-------------------------------------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+-----------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | X |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of qualifying financial instruments which may | |
| result in the acquisition of shares already issued to which voting | |
| rights are attached | |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of instruments with similar economic effect | |
| to qualifying financial instruments | |
+--------------------------------------------------------------------------+--------+
| An event changing the breakdown of voting rights | |
+--------------------------------------------------------------------------+--------+
| Other (please | | |
| specify): | | |
+----------------+---------------------------------------------------------+--------+
| 3. Full name of person(s) subject | Brewin |
| to the | Dolphin Limited |
| notification obligation: iii | |
+-------------------------------------+---------------------------------------------+
| 4. Full name of shareholder(s) | |
| (if different from 3.):iv | |
+-------------------------------------+---------------------------------------------+
| 5. Date of the transaction and date | 29 June 2010 |
| on | |
| which the threshold is crossed or | |
| reached: v | |
+-------------------------------------+---------------------------------------------+
| 6. Date on which issuer notified: | 7 July 2010 |
+-------------------------------------+---------------------------------------------+
| 7. Threshold(s) that is/are crossed | 5% |
| or | |
| reached: vi, vii | |
+-------------------------------------+---------------------------------------------+
| | | | | | |
+----------------+--------------------+--+----+----------------------------+--------+
+--------------+--------+---+------+------------+---+--+-------------+-+-----+----+-----------+------+-----------+----+--+-------------+
| 8. Notified details: |
+--------------------------------------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares viii, ix |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Class/type | Situation previous | Resulting situation after the triggering transaction |
| of | to the triggering | |
| shares | transaction | |
| if possible | | |
| using | | |
| the ISIN | | |
| CODE | | |
+ +---------------------------------------+-------------------------------------------------------------------------------+
| | Number | Number | Number | Number | % of voting rights |
| | of | of | of | of | x |
| | Shares | Voting | shares | voting | |
| | | Rights | | rights | |
+ + + +---------------+----------------------+----------------------------------------+
| | | | Direct | Direct | Indirect | Direct | Indirect |
| | | | | xi | xii | | |
+--------------+-------------------+-------------------+---------------+----------+-----------+-----------------------+----------------+
| GB0034353424 | Below 5% | Below 5% | N/A | N/A | 2,006,025 | N/A | 5.0151% |
+--------------+ + + + + + + +
| Redeemable | | | | | | | |
| Preference | | | | | | | |
| Shares | | | | | | | |
+--------------+-------------------+-------------------+---------------+----------+-----------+-----------------------+----------------+
| |
+--------------------------------------------------------------------------------------------------------------------------------------+
| B: Qualifying Financial Instruments |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date xiii | Conversion Period | rights that may | rights |
| | | xiv | be | |
| | | | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
+---------------------------+-------------------+----------------------------+-----------------------------------+---------------------+
| | | | | |
+---------------------------+-------------------+----------------------------+-----------------------------------+---------------------+
| |
+--------------------------------------------------------------------------------------------------------------------------------------+
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, |
| xvi |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Type of | Exercise | Expiration | Exercise/ | Number of voting | % of voting rights |
| financial | price | date xvii | Conversion | rights instrument | xix, xx |
| instrument | | | period | refers to | |
| | | | xviii | | |
+-----------------------+----------+----------------+------------------+-----------------------------+---------------------------------+
| | | | | | Nominal | Delta |
| | | | | | | |
+ + + + + +-------------------+-------------+
| | | | | | | |
+-----------------------+----------+----------------+------------------+-----------------------------+-------------------+-------------+
| |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Total (A+B+C) |
+--------------------------------------------------------------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+--------------------------------------------------------------------+-----------------------------------------------------------------+
| 2,006,025 | 5.0151% |
+--------------------------------------------------------------------+-----------------------------------------------------------------+
| | | | | | | | | | | | | | | | | |
+--------------+--------+---+------+------------+---+--+-------------+-+-----+----+-----------+------+-----------+----+--+-------------+
+--------------------------------------+-----------+------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: xxi |
+---------------------------------------------------------------------------------+
| |
| Indirect-Brewin Nominee (Channel Islands) Limited - 100,000 0.2500% |
| Indirect-Brewin Nominees Limited - 608,600 1.5215% |
| Indirect-Giltspur Nominees Limited - 478,150 1.1954% |
| Indirect-BDS Nominees Limited - 68,875 0.1722% |
| Indirect-Brewin Nominees Limited A/C Charity - 736,000 1.8400% |
| Indirect-Brewin Nominees Limited A/C Offbond - 14,400 0.0360% |
| |
| |
+---------------------------------------------------------------------------------+
| |
+---------------------------------------------------------------------------------+
| Proxy Voting: |
+---------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | |
+--------------------------------------------------+------------------------------+
| 11. Number of voting rights proxy holder will | |
| cease | |
| to hold: | |
+--------------------------------------------------+------------------------------+
| 12. Date on which proxy holder will cease to | |
| hold | |
| voting rights: | |
+--------------------------------------------------+------------------------------+
| |
+---------------------------------------------------------------------------------+
| 13. Additional information: | Figures based on shares in issue of |
| | 40,000,000. The indirect voting rights |
| | under (9) relate to shares held in |
| | client portfolios, managed by those |
| | firms, under discretionary investment |
| | management agreements. |
+--------------------------------------+------------------------------------------+
| 14. Contact name: | Peter Ingram, Company Secretary |
+--------------------------------------+------------------------------------------+
| 15. Contact telephone number: | 020 7065 1467 |
+--------------------------------------+------------------------------------------+
| | | |
+--------------------------------------+-----------+------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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