Panmure Gordon & Co. Plc Holding(s) in Company
January 27 2017 - 8:06AM
UK Regulatory
TIDMPMR
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer PANMURE GORDON & CO. PLC
of existing shares to which voting rights are
attached:
2 Reason for the notification(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the DAVID JEREMIAH BARRY
notification obligation:iii
4. Full name of shareholder(s) RULEGALE NOMINEES LIMITED A/C V00009G 285,000
(if different from 3.):iv REDMAYNE NOMINEES LIMITED 360,000
5. Date of the transaction and date on 24thJANUARY 2017
which the threshold is crossed or
reached:v
6. Date on which issuer notified: 26thJANUARY 2017
7. Threshold(s) that is/are crossed or 4%
reached:vi, vii
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
if possible usingthe ISIN CODE transaction
Number Number Number Number of voting % of voting rightsx
of of of shares rights
Shares Voting
Rights
Direct Directxi Indirectxii Direct Indirect
GB00B97CW509 620,000 620,000 645,000 645,000 0 4.15% 0
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument datexiii Conversion Periodxiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
N/A
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration datexvii Exercise/ Number of voting rights instrument refers to % of voting rightsxix, xx
instrument Conversion periodxviii
N/A Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
645,000 4.15%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:xxi
VALUE INVESTMENTS LIMITED 4.15%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: David Barry
15. Contact telephone number: 07375 404512
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170127005285/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
January 27, 2017 08:06 ET (13:06 GMT)
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