Bank of America Merrill Lynch Form 8.5 (EPT/RI) (7105D)
October 28 2015 - 7:41AM
UK Regulatory
TIDMPIC
RNS Number : 7105D
Bank of America Merrill Lynch
28 October 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
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(b) Name of offeror/offeree in relation to whose Pace PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: ARRIS Group Inc
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(d) Date dealing undertaken: 27/10/2015
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(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
(ARRIS Group Inc)
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0006672785 Purchase 3,050 3.846 GBP 3.828 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0006672785 Sale 4,316 3.845 GBP 3.831 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 600 3.839 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 400 3.839 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 265 3.831 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 200 3.839 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 35 3.831 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 35 3.839 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 208 3.831 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 123 3.831 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 208 3.841 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 172 3.828 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 185 3.828 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 595 3.838 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 484 3.831 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 700 3.832 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
--------------------------- -------------------- ------------ ------------ -------------------
N/A N/A N/A N/A N/A
--------------------------- -------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
--------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings
relating to options or derivatives
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