Bank of America Merrill Lynch Form 8.5 (EPT/RI) (5726D)
October 27 2015 - 7:34AM
UK Regulatory
TIDMPIC
RNS Number : 5726D
Bank of America Merrill Lynch
27 October 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Pace PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: ARRIS Group Inc
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 26/10/2015
------------------------------------------------------------------------------------- ------------------------------
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
(ARRIS Group Inc)
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0006672785 Purchase 12,271 3.853 GBP 3.807 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0006672785 Sale 28,847 3.871 GBP 3.807 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 797 3.844 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 400 3.812 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,740 3.849 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 200 3.807 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,355 3.852 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 281 3.846 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 642 3.846 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 281 3.852 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 77 3.848 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 71 3.85 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 414 3.847 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 331 3.832 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 172 3.816 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 264 3.83 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,991 3.828 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,991 3.828 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 362 3.852 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
--------------------------- -------------------- ------------ ------------ -------------------
N/A N/A N/A N/A N/A
--------------------------- -------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
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