Pacific Alliance China Land Limited Holding(s) in Company (5994T)
March 30 2016 - 11:26AM
UK Regulatory
TIDMPACL
RNS Number : 5994T
Pacific Alliance China Land Limited
30 March 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying PACIFIC ALLIANCE CHINA LAND FUND
issuer LIMITED
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------------------------------- --------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------------------ ----------------------------------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
------------------------------------------------------------------------------ ----------------------------------------
Other (please
specify):
-------------------------------------------------------------------- -------- ----------------------------------------
3. Full name of person(s) subject MIO Partners, Inc., on behalf of the
to the entities listed in item 4
notification obligation: (iii)
---------------------------------------------------------------------- ------------------------------------------------
4. Full name of shareholder(s) 1. Barfield Nominees Limited A/C SLI01
(if different from 3.):(iv) 2. Barfield Nominees Limited A/C CSJ01
FBO Compass
Special Situations Fund LLC
3. Barfield Nominees Limited A/C CSC01
---------------------------------------------------------------------- ------------------------------------------------
5. Date of the transaction and date March 23, 2016
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: March 23, 2016
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7. Threshold(s) that is/are crossed 26.38% (see schedule A)
or
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
KYG6846J1067
------------- --------------------------------- --------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- ---------------- -------------- ----------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ------------ -------------- --------- ------------ ------------- ------------
*PLEASE SEE
SCHEDULE A
ATTACHED
HERETO*
-------------- --------- ------------ ------------- ------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
----------------- ------------- -------------------------------- ------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- -------------- ---------------- ------------------------- -------------------------
Nominal Delta
--------------- ------------- -------------- ---------------- ------------------------- ------------- ----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
*PLEASE SEE SCHEDULE A ATTACHED HERETO*
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
---------------------------------------------------------------------------------
MIO Partners, Inc. ("MIO") is:
the managing member of Compass Special Situation Fund LLC, the beneficial
owner of Barfield Nominees Limited A/C CSJ01 FBO Compass Special Situations
Fund LLC, which is a custody account held with Northern Trust Guernsey
Limited ("NTGL");
the manager of Compass COSS Master Limited, the beneficial owner of Barfield
Nominees Limited A/C CSC01, which is a custody account held with NTGL;
the manager of SSALT Fund Limited, the beneficial owner of Barfield Nominees
Limited A/C SLI01, which is a custody account held with NTGL.
NTGL is authorized to act on behalf of the accounts when instructed to
do so by MIO.
Proxy Voting:
---------------------------------------------------------------------------------
10. Name of the proxy holder: MIO Partners, Inc., on behalf
of the entities first listed
in item 4
------------------------------------------------- ------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------- ------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------- ------------------------------
13. Additional information:
------------------------------------------------- ------------------------------
14. Contact name: Jonathan Greenstein
------------------------------------------------- ------------------------------
15. Contact telephone number: 1-212-203-4417
------------------------------------------------- ------------------------------
SCHEDULE A
CHANGE IN SHAREHOLDINGS BY ENTITIES MANAGED BY MIO PARTNERS INC.
IN
(MORE TO FOLLOW) Dow Jones Newswires
March 30, 2016 11:26 ET (15:26 GMT)
PACIFIC ALLIANCE CHINA LAND FUND LIMITED
Shareholder Situation Previous Resulting Situation After the Triggering
Managed to the Triggering Transaction
Transaction
--------------------- ------------------------ -----------------------------------------------------------
No. of No. of No. of No. of Voting Rights % of Voting Rights
Shares Voting Shares
Rights
--------------------- ----------- ----------- ----------- ----------------------- ---------------------
Direct Direct Indirect Direct Indirect
--------------------- ----------- ----------- ----------- --------- ------------ --------- ----------
Barfield Nominees
Limited A/C
SLI01 11,581,351 11,581,351 11,581,351 11,581,351 11.15%
--------------------- ----------- ----------- ----------- --------- ------------ --------- ----------
Barfield Nominees
Limited A/C
CSJ01 FBO Compass
Special Situations
Fund LLC 6,121,650 6,121,650 6,121,650 6,121,650 5.89%
--------------------- ----------- ----------- ----------- --------- ------------ --------- ----------
Barfield Nominees
Limited A/C
CSC01 9,104,967 9,104,967 9,704,967 9,704,967 9.34%
--------------------- ----------- ----------- ----------- --------- ------------ --------- ----------
TOTALS 26,807,968 26,807,968 27,407,968 27,407,968 26.38%
--------------------- ----------- ----------- ----------- --------- ------------ --------- ----------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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