Bank of America Merrill Lynch Form 8.5 (EPT/RI) (4193G)
August 05 2016 - 6:35AM
UK Regulatory
TIDMHOME
RNS Number : 4193G
Bank of America Merrill Lynch
05 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Home Retail Group PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Home Retail Group PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 04/08/2016
------------------------------------------------------------------------------------- ------------------------------
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
(J Sainsbury PLC)
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B19NKB76 Purchase 48,805 1.557 GBP 1.543 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B19NKB76 Sale 104,138 1.558 GBP 1.541 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 10,388 1.551 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 12,997 1.555 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,463 1.544 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 178 1.546 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 511 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,028 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,092 1.553 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,240 1.551 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 13,886 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 10,388 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,840 1.553 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,157 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,738 1.553 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,393 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,463 1.542 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 11,733 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 8,015 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,071 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,951 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,099 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,176 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,069 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,879 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,847 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 909 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 678 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 566 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 493 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 332 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 274 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 217 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 109 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 78 1.553 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,892 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,969 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 701 1.553 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 699 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 441 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 407 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 177 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 137 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 54 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
--------------------------- -------------------- ------------ ------------ -------------------
N/A N/A N/A N/A N/A
--------------------------- -------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
--------------------------------------------------------------------------------------------
None
--------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 05/08/2016
--------------------- ----------------
Contact name: Harshini Gopa
--------------------- ----------------
Telephone number: +44207 996 3410
--------------------- ----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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