Herencia Resources PLC Notification of Major Interest in Shares (8968V)
November 08 2017 - 4:00AM
UK Regulatory
TIDMHER
RNS Number : 8968V
Herencia Resources PLC
08 November 2017
1. Identity of the issuer or Herencia Resources PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights x
------------------------------------------------------------ -----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ -----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ -----------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ -----------------------------------
Other (please
specify):
---------------------------------------------------------- -----------------------------------
3. Full name of person(s) The Australian Special Opportunity
subject to the Fund LP
notification obligation:
(iii)
----------------------------------------------------------- ------------------------------------
4. Full name of shareholder(s) Vidacos Nominees Limited
(if different from 3.):(iv) as Custodian for The Australian
Special Opportunity Fund,
LP
----------------------------------------------------------- ------------------------------------
5. Date of the transaction October 30, 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ------------------------------------
6. Date on which issuer November 2, 2017
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 20.51% to 21%
----------------------------------------------------------- ------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------ --------------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- ---------------- ------------------ ---------------- ------------------------------------ ------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- -------------- -------------- ---------------- ---------------- ------------------ ---------- ------------
GB00B069DV22 1,851,881,731 1,851,881,731 1,981,881,731 1,981,881,731 2,194,428,000 21.95% 24.30%
---------------- ------------------ ---------------- ---------------- ------------------ ---------- ------------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------------------- ---------------- ---------------------------------- ------------------ --------------------------
C: Financial Instruments with similar economic effect to
Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ---------------- ---------------- ---------------- ------------------ ------------------------------------------
Nominal Delta
--------------- ---------------- ---------------- ---------------- ------------------ ---------------------------- ------------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------- ------------------------------------------------------------------------------
1,981,881,731 21.95%
----------------------------------------------------- ------------------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------
Lind partners, LLC, which is controlled by Mr Jeff Easton,
is the manager of the Australian Special Opportunity
Fund, LP.
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- ------------------
11. Number of voting rights proxy
holder will cease
to hold:
-------------------------------------------------------------- ------------------
12. Date on which proxy holder will
cease to hold
voting rights:
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13. Additional information:
-------------------------------------------------------------- ------------------
14. Contact name: Jeff Easton
-------------------------------------------------------------- ------------------
15. Contact telephone number: +1 (646) 395-3931
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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