Barclays PLC Form8.5(EPT/NON-RI)ALFA FINANCIAL SOFTWARE HLD PLC (3156D)
June 20 2023 - 6:08AM
UK Regulatory
TIDMBARC TIDMALFA
RNS Number : 3156D
Barclays PLC
20 June 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
(b) Name of offeror/offeree in relation ALFA FINANCIAL SOFTWARE HOLDINGS
to whose PLC
relevant securities this form relates:
---------------------------------------------------- -------------------------------------------
(c) Name of the party to the offer with ALFA FINANCIAL SOFTWARE HOLDINGS
which exempt PLC
principal trader is connected
---------------------------------------------------- -------------------------------------------
(d) Date position held/dealing undertaken: 19 Jun 2023
---------------------------------------------------- -------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
---------------------------------------------------- -------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.1p ordinary
Interests Short Positions
----------------------
Number (%) Number (%)
------ ---------- ----------
(1) Relevant securities owned and/or controlled: 1,829,372 0.62% 87,985 0.03%
----------- ------ ---------- ----------
(2) Cash-settled derivatives: 437,223 0.15% 1,802,240 0.61%
----------- ------ ---------- ----------
(3) Stock-settled derivatives (including
options) and agreements to purchase/sell: 0 0.00% 0 0.00%
----------- ------ ---------- ----------
TOTAL: 2,266,595 0.77% 1,890,225 0.64%
----------- ------ ---------- ----------
(b) Rights to subscribe for new securities (including directors and
other executive options)
Class of relevant security in relation
to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
-------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total Highest price per Lowest price per unit
of number unit
relevant of paid/received
paid/received
security securities
0.1p Sale 17901 1.9136 GBP 1.8900 GBP
ordinary
--------------- -------------- ------------------- -------------------------------------------
0.1p Purchase 67283 1.9136 GBP 1.8985 GBP
ordinary
--------------- -------------- ------------------- -------------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature Number of Price per
of description of dealing
reference unit
relevant
securities
security
0.1p CFD Decreasing 78 1.9000 GBP
ordinary Short
--------------- -------------- ------------------- -------------------------------------------
0.1p CFD Decreasing 1,027 1.8945 GBP
ordinary Short
--------------- -------------- ------------------- -------------------------------------------
0.1p SWAP Decreasing 1,300 1.9000 GBP
ordinary Short
--------------- -------------- ------------------- -------------------------------------------
0.1p SWAP Increasing 790 1.8984 GBP
ordinary Short
--------------- -------------- ------------------- -------------------------------------------
0.1p SWAP Increasing 997 1.8964 GBP
ordinary Short
--------------- -------------- ------------------- -------------------------------------------
0.1p SWAP Increasing 50,000 1.9013 GBP
ordinary Short
--------------- -------------- ------------------- -------------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per
unit
relates
(ii) Exercising
Class Product Exercising/ Number of Exercise price per
of description exercised
relevant against securities unit
security
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per unit (if
of of Dealings
relevant applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 20 Jun 2023
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Contact name: Large Holdings Regulatory Operations
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Telephone number: 020 3134 7213
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