Statement of Ownership (sc 13g)
April 10 2015 - 4:23PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS
THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. _________)*
SAKER AVIATION
SERVICES, INC.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
32025R104
(CUSIP Number)
March 31, 2015
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
1 |
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Ronald I. Heller |
2 |
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ¨
(b) ¨
|
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
1,922,545 Shares |
6 |
SHARED VOTING POWER
0 Shares |
7 |
SOLE DISPOSITIVE POWER
1,922,545 Shares |
8 |
SHARED DISPOSITIVE POWER
0 Shares |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,922,545 Shares |
10 |
CHECK IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.8% |
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN |
Item 1(a). |
Name of Issuer: |
|
|
|
Saker Aviation Services, Inc. |
|
|
Item 1(b.) |
Address of Issuer’s Principal Executive Offices: |
|
|
|
20 South Street, Pier 6 East River |
|
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Item 2(a). |
Name of Persons Filing: |
|
|
|
Ronald I. Heller. |
|
|
Item 2(b). |
Address of Principal Business Office or, if None, Residence: |
|
|
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The business address of Mr. Heller is 700 E. Palisade Avenue, Englewood Cliffs, New Jersey 07632. |
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Item 2(c). |
Citizenship: |
|
|
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Mr. Heller is a citizen of the United States. |
|
|
Item 2(d). |
Title of Class of Securities: |
|
|
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Common Stock, par value $0.001 per share. |
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Item 2(e). |
CUSIP Number: |
|
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32025R104 |
|
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Item 3. |
If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
|
(a) |
¨ |
Broker or dealer registered under Section 15 of the Exchange Act; |
|
(b) |
¨ |
Bank as defined in Section 3(a)(6) of the Exchange Act; |
|
(c) |
¨ |
Insurance company as defined in Section 3(a)(19) of the Exchange Act; |
|
(d) |
¨ |
Investment company registered under Section 8 of the Investment Company Act; |
|
(e) |
¨ |
An investment adviser in accordance with Rule 13d-1(b)(ii)(E); |
|
(f) |
¨ |
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
|
(g) |
¨ |
A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G) |
|
(h) |
¨ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
|
(i) |
¨ |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; |
|
(j) |
¨ |
Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
The percentages used herein are calculated
based upon 33,107,610 shares outstanding, as stated in the Issuer’s Annual Report on Form 10-K filed on March 31, 2015.
| (a) | Amount beneficially owned: |
| | Mr. Heller is the beneficial owner of 1,992,545 shares of common stock of the Issuer. The Heller
Family Foundation holds1,372,545 shares of common stock and the Ronald I. Heller IRA holds 550,000 shares of common stock. Mr.
Heller controls the voting and disposition of such securities held by the Heller Family Foundation and Ronald I. Heller IRA. |
5.8%
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
1,922,545 shares of
common stock
| (ii) | Shared power to vote or to direct the vote: |
0 shares of common
stock
| (iii) | Sole power to dispose or to direct the disposition
of: |
1,922,545 shares of
common stock
| (iv) | Shared power to dispose or to direct the disposition
of: |
0
shares of common stock
Item 5. |
Ownership of Five Percent or Less of a Class |
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following: ¨
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not Applicable.
Item 8. |
Identification and Classification of Members of the Group. |
Not Applicable.
Item 9. |
Notice of Dissolution of Group. |
Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not being held in connection with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 8, 2015
|
/s/ Ronald I. Heller |
|
Ronald I. Heller |
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