Statement of Changes in Beneficial Ownership (4)
August 06 2021 - 11:13AM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instruction
1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Zeff Capital,
LP |
2. Issuer Name and Ticker or Trading
Symbol IEH Corp [ IEHC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
885 SIXTH AVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/5/2021
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(Street)
NEW YORK, NY 10001
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
8/5/2021 |
|
S |
|
90000 |
D |
$14.80 |
232862 (1)(2) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
In addition to Zeff Capital
LP, a Delaware limited partnership ("Zeff Capital"), this Form 4 is
being filed jointly by Zeff Holding Company, LLC, a Delaware
limited liability company ("Zeff Holding"), and Daniel Zeff, a
citizen of the United States of America, each of whom has the same
business address as Zeff Capital. |
(2) |
(Continued from footnote 1)
Zeff Holding, as the general partner of Zeff Capital, may be deemed
to have the power to direct the voting and disposition of the
shares of Common Stock beneficially owned by Zeff Capital, and may
be deemed to be the indirect beneficial owner of such shares. Zeff
Holding disclaims beneficial ownership of such shares for all other
purposes, except to the extent of its pecuniary interest therein.
Mr. Zeff, as the manager of Zeff Holding, may be deemed to have the
power to direct the voting and disposition of the shares of Common
Stock beneficially owned by Zeff Capital, and may be deemed to be
the indirect beneficial owner of such shares. Mr. Zeff disclaims
beneficial ownership of such shares for all other purposes, except
to the extent of his pecuniary interest therein. |
Remarks:
No longer 10% owners |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Zeff Capital, LP
885 SIXTH AVE
NEW YORK, NY 10001 |
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X |
|
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Zeff Holding Company, LLC
885 SIXTH AVENUE
NEW YORK, NY 10001 |
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X |
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ZEFF DANIEL
885 SIXTH AVENUE
NEW YORK, NY 10001 |
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X |
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Signatures
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Daniel Zeff |
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8/5/2021 |
**Signature of
Reporting Person |
Date |
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