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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 20, 2020
______________________
State Street Corporation
(Exact name of registrant as specified in its charter)
____________________
Massachusetts
 
001-07511
 
04-2456637
(State or Other Jurisdiction of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
 
 
One Lincoln Street
 
Boston
Massachusetts
02111
 
(Address of principal executive offices, and Zip Code)
 
Registrant’s telephone number, including area code:
(617)
786-3000
________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to section 12(b) of the Act:
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common stock, $1 par value per share
 
STT
 
New York Stock Exchange
 
 
 
 
 
Depositary Shares, each representing a 1/4,000th ownership interest in a share of
 
STT.PRD
 
New York Stock Exchange
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
 
 
 
 
 
 
 
Depositary Shares, each representing a 1/4,000th ownership interest in a share of
 
STT.PRG
 
New York Stock Exchange
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨
 





Item 5.07.    Submission of Matters to a Vote of Security Holders.
On May 20, 2020, State Street Corporation held its annual meeting of shareholders. At the meeting, 319,332,602 shares of State Street’s common stock were represented. This represented approximately 90.6% of the 352,200,608 shares of State Street’s common stock outstanding as of the close of business on March 11, 2020, the record date for the meeting. The following matters were voted on at the meeting:

the election of eleven director nominees;
the approval of an advisory proposal on executive compensation; and
the ratification of the selection of Ernst & Young LLP as State Street’s independent registered
public accounting firm for the year ending December 31, 2020.

The shareholders voted: to elect the eleven director nominees; to approve the advisory proposal on executive compensation; and to ratify the selection of the independent registered public accounting firm.

The number of votes cast for or against and the number of abstentions and broker non-votes, as applicable, in connection with each matter presented for shareholder consideration at the meeting, are set forth below:

Proposal 1 - Election of Directors
 
For
Against
Abstain
 Broker Non-Votes
Marie A. Chandoha
297,995,155
937,752
282,312
20,117,383
Patrick de Saint-Aignan
292,469,173
6,453,746
292,300
20,117,383
Lynn A. Dugle
298,319,759
604,504
290,956
20,117,383
Amelia C. Fawcett
283,244,427
15,684,052
286,740
20,117,383
William C. Freda
297,579,519
1,362,288
273,412
20,117,383
Sara Mathew
291,705,368
7,243,347
266,504
20,117,383
William L. Meaney
292,239,657
6,688,574
286,988
20,117,383
Ronald P. O'Hanley
279,004,119
19,695,698
515,402
20,117,383
Sean O' Sullivan
298,418,176
515,972
281,071
20,117,383
Richard P. Sergel
281,681,285
17,257,794
276,140
20,117,383
Gregory L. Summe
279,724,534
19,212,646
278,039
20,117,383
Proposal 2 - Advisory Proposal on Executive Compensation
For
Against
Abstain
 Broker Non-Votes
208,478,335
88,728,945
2,007,939*
20,117,383*
70.1%
29.9%
*
*







Proposal 3 - Ratification of the selection of Ernst & Young LLP as State Street’s Independent Registered
Public Accounting Firm for the Year Ending December 31, 2020

For
Against
Abstain
 Broker Non-Votes
303,901,742
15,275,969
154,891*
**
95.2%
4.8%
*
**
* Not counted as votes cast
** Not applicable


Item 9.01.    Financial Statements and Exhibits.
(d) Exhibits.

 
Exhibit No.
Description
 
104
Cover Page Interactive Data File (formatted as Inline XBRL) submitted electronically herewith






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
 
STATE STREET CORPORATION
 
 
 
 
 
 
 
 
 
By:
 
/s/ DAVID C. PHELAN
 
 
 
Name:
 
David C. Phelan,
 
 
 
Title:
 
Executive Vice President and General Counsel
Date:
May 22, 2020
 
 
 
 



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