- Statement of Changes in Beneficial Ownership (4)
April 14 2011 - 12:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SIMPSON BARCLAY
|
2. Issuer Name
and
Ticker or Trading Symbol
SIMPSON MANUFACTURING CO INC /CA/
[
NYSE:SSD
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman of the Board
|
(Last)
(First)
(Middle)
5956 W. LAS POSITAS BLVD.
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/13/2011
|
(Street)
PLEASANTON, CA 94588
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
|
|
|
|
|
|
|
1000000
|
I
|
Shares are owned by Sharon H. Simpson, wife of Barclay Simpson, as sole and seperate property
|
Common Stock
|
4/13/2011
|
|
G
|
|
325000
|
A
|
(6)
|
600000
(1)
|
I
|
By nonprofit public benefit corporation
|
Common Stock
|
|
|
|
|
|
|
|
6128
(2)
|
I
|
By Trust
|
Common Stock
|
4/13/2011
|
|
G
|
V
|
325000
|
D
|
(4)
|
6703392
|
D
|
|
Common Stock
|
4/13/2011
|
|
G
|
V
|
896
|
D
|
(5)
|
6704288
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Options on Common Stock
|
$32.626
|
|
|
|
|
|
|
2/3/2012
(3)
|
2/3/2016
|
Common Stock
|
2000
|
|
2000
|
D
|
|
Explanation of Responses:
|
(
1)
|
The shares are owned by the Simpson PSB Fund, a California nonprofit public benefit corporation (the "Fund"), of which Barclay Simpson is a Director. Barclay Simpson disclaims beneficial ownership of these shares. In addition, the Fund could be deemed a 10% owner of the common stock of the issuer if it were deemed part of a group with Barclay Simpson whithin the meaning of section 13(d)(3) of the Securities Exchange Act of 1934, as amended. The Fund and Barclay Simpson disclaim the existence of any such group.
|
(
2)
|
The shares are owned by the Simpson Manufacuturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which Barclay Simpson is a participant. The Plan is qualified under sections 401(a)(26) and 410 of the Internal Revenue Code.
|
(
3)
|
This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant.
|
(
4)
|
The shares were given as a bona fide gift to the Sharon H. Simpson Irrevocable Grantor Trust dated December 1, 2010.
|
(
5)
|
The shares were given as a bona fide gift to Barclay Simpson's daughter Anne Gattis and his grandson Sean Gattis.
|
(
6)
|
The shares were received as a bona fide gift from the Sharon H. Simpson Irrevocable Grantor Trust dated December 1, 2010.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SIMPSON BARCLAY
5956 W. LAS POSITAS BLVD.
PLEASANTON, CA 94588
|
X
|
X
|
Chairman of the Board
|
|
Signatures
|
/s/Barclay Simpson
|
|
4/13/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Simpson Manufacturing (NYSE:SSD)
Historical Stock Chart
From Jun 2024 to Jul 2024
Simpson Manufacturing (NYSE:SSD)
Historical Stock Chart
From Jul 2023 to Jul 2024