Statement of Changes in Beneficial Ownership (4)

FORM 4

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person ^* MITSUBISHI UFJ FINANCIAL GROUP INC	2. Issuer Name and Ticker or Trading Symbol MORGAN STANLEY [ MS ]	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle) 7-1, MARUNOUCHI 2-CHOME, CHIYODA-KU	3. Date of Earliest Transaction (MM/DD/YYYY) 4/23/2014
(Street) TOKYO, M0 100-8330 (City) (State) (Zip)	4. If Amendment, Date Original Filed (MM/DD/YYYY)	6. Individual or Joint/Group Filing (Check Applicable Line) _X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security (Instr. 3)	2. Trans. Date	2A. Deemed Execution Date, if any	3. Trans. Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Trans. Date	2A. Deemed Execution Date, if any	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	4/23/2014		P		125000	A	$1.013	125000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	5/6/2014		S		125000	D	$1.016	0	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	8/21/2014		P		210000	A	$1.02	210000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	8/21/2014		S		210000	D	$1.06	0	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/4/2014		P		210000	A	$1.02	210000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/4/2014		S		210000	D	$1.06	0	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/5/2014		P		140000	A	$1.01	140000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/5/2014		S		140000	D	$1.05	0	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/15/2014		S		49000	D	$1.005	49000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/16/2014		S		100000	D	$1.004	149000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/18/2014		P		70000	A	$1.01	79000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/18/2014		S		70000	D	$1.05	149000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/24/2014		S		20000	D	$1.003	169000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/25/2014		P		250000	A	$0.999	81000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/25/2014		S		65000	D	$1.001	16000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/26/2014		P		280000	A	$1.00	296000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	9/26/2014		S		280000	D	$1.04	16000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/9/2014		P		140000	A	$1.01	156000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/9/2014		S		140000	D	$1.05	16000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/10/2014		P		70000	A	$1.01	86000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/10/2014		S		135000	D	$1.008	49000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/10/2014		S		70000	D	$1.05	119000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/17/2014		P		70000	A	$1.00	49000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/17/2014		S		70000	D	$1.04	119000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/22/2014		P		150000	A	$1.005	31000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	10/24/2014		S		70000	D	$1.005	39000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	11/7/2014		P		140000	A	$1.00	101000	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	11/7/2014		S		140000	D	$1.04	39000 ⁽⁶⁾	I	Through Subsidiary ⁽⁵⁾
Non-Cumulative Preferred Stock, Series H ⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	11/18/2014		P		39000	A	$1.009	0	I	Through Subsidiary ⁽⁵⁾

*Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)*
1. Title of Derivate Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Trans. Date	3A. Deemed Execution Date, if any	4. Trans. Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivate Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Trans. Date	3A. Deemed Execution Date, if any	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)			11. Nature of Indirect Beneficial Ownership (Instr. 4)
Total Rate of Return Basket Swap (put equivalent position)	$53.17 ⁽⁷⁾	4/3/2018		J/K			130000	⁽⁷⁾	6/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$51.08 ⁽⁷⁾	5/3/2018		J/K ⁽⁸⁾		130000		⁽⁷⁾	6/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$51.08 ⁽⁷⁾	5/3/2018		J/K ⁽⁸⁾			130000	⁽⁷⁾	6/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$51.55 ⁽⁷⁾	6/4/2018		J/K ⁽⁹⁾		130000		⁽⁷⁾	6/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$51.55 ⁽⁷⁾	6/4/2018		J/K			130000	⁽⁷⁾	9/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$46.70 ⁽⁷⁾	7/5/2018		J/K ⁽⁸⁾		130000		⁽⁷⁾	9/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$46.70 ⁽⁷⁾	7/5/2018		J/K ⁽⁸⁾			130000	⁽⁷⁾	9/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$49.99 ⁽⁷⁾	8/6/2018		J/K ⁽⁸⁾		130000		⁽⁷⁾	9/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$49.99 ⁽⁷⁾	8/6/2018		J/K ⁽⁸⁾			130000	⁽⁷⁾	9/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$48.71 ⁽⁷⁾	9/4/2018		J/K ⁽⁹⁾		130000		⁽⁷⁾	⁽⁹⁾	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$48.71 ⁽⁷⁾	9/4/2018		J/K			130000	⁽⁷⁾	12/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$47.27 ⁽⁷⁾	10/4/2018		J/K ⁽⁸⁾		130000		⁽⁷⁾	12/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$47.27 ⁽⁷⁾	10/4/2018		J/K ⁽⁸⁾			130000	⁽⁷⁾	12/4/2018	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Call Option (obligation to sell) ⁽¹⁰⁾	$46.00	11/5/2018		S			7000 ⁽¹¹⁾	11/5/2018	1/18/2019	Common Shares	700000	$242.00	7000 ⁽¹¹⁾	I	Through Subsidiary
Put Option(right to sell) ⁽¹²⁾	$46.00	11/5/2018		P		7000 ⁽¹¹⁾		11/5/2018	1/18/2019	Common Shares	700000	$217.00	7000 ⁽¹¹⁾	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$45.82 ⁽⁷⁾	11/5/2018		J/K ⁽⁹⁾		130000		⁽⁷⁾	⁽⁹⁾	Common Shares	130000	⁽⁷⁾	130000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$45.73 ⁽¹³⁾	11/9/2018		J/K			38000	⁽¹³⁾	12/17/2018	Common Shares	38000	⁽¹³⁾	38000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$44.41 ⁽¹³⁾	11/19/2018		J/K ⁽⁸⁾		38000		⁽¹³⁾	12/17/2018	Common Shares	38000	⁽¹³⁾	38000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$44.41 ⁽¹³⁾	11/19/2018		J/K ⁽⁸⁾			38000	⁽¹³⁾	12/17/2018	Common Shares	38000	⁽¹³⁾	38000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$44.05 ⁽¹³⁾	11/27/2018		J/K ⁽⁸⁾		38000		⁽¹³⁾	12/17/2018	Common Shares	38000	⁽¹³⁾	38000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$44.05 ⁽¹³⁾	11/27/2018		J/K ⁽⁸⁾			38000	⁽¹³⁾	12/17/2018	Common Shares	38000	⁽¹³⁾	38000	I	Through Subsidiary
Total Rate of Return Basket Swap (put equivalent position)	$39.60 ⁽¹³⁾	12/17/2018		J/K ⁽⁹⁾		38000		⁽¹³⁾	⁽⁹⁾	Common Shares	38000	⁽¹³⁾	38000	I	Through Subsidiary

Explanation of Responses:
(1)	By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.
(2)	Each reported share of the Series H and J Preferred stock, as applicable, represents $1 of liquidation value of that security. Each reported share of the Series I Preferred stock represents $25 of liquidation value of that security. Amounts shown in Column 5 of Item I are aggregated for Series H and J Preferred stock which are deemed to be the same class of securities. Series I Preferred stock amounts are reported separately.
(3)	Reflects the Reporting Person's pecuniary interest in transactions effected by its subsidiaries.
(4)	The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16.
(5)	The Reporting Person is continuing to review its trading activity in Morgan Stanley equity securities, and will make further disclosures should it determine that it is necessary to do so.
(6)	This number is negative.
(7)	On April 3, 2018, the Reporting Person entered into a total rate of return basket swap with a counterparty under which, upon each reset and expiration of the agreement (i) the Reporting Person was obligated to pay in cash to the counterparty any increase in the market value of shares of common stock at such reset date or expiration compared to the previous reset dates (or, in the case of the first reset date, the trade date), (ii) the counterparty was obligated to pay in cash to the Reporting Person the absolute value of any decrease in the market value of shares of common stock and (iii) the counterparty was also obligated to pay to the Reporting Person an "interest" on the notional amount of the agreement at the LIBOR rate plus spread. The Reporting Person disclaims that this total rate of return basket swap is subject to Section 16.
(8)	Reflects an amendment of an outstanding total rate of return basket swap. The Reporting Person disclaims that this amendment and the total rate of return basket swap is subject to Section 16.
(9)	Reflects cash settlement of an outstanding total rate of return basket swap. The Reporting Person disclaims that this total rate of return basket swap is subject to Section 16.
(10)	The expiration of this call option was previously reported by the Reporting Person.
(11)	Each option contract represents 100 Common Shares.
(12)	The exercise of this put option was previously reported by the Reporting Person.
(13)	On November 9, 2018, the Reporting Person entered into a total rate of return basket swap with a counterparty under which, upon each reset and expiration of the agreement (i) the Reporting Person was obligated to pay in cash to the counterparty any increase in the market value of shares of common stock at such reset date or expiration compared to the previous reset dates (or, in the case of the first reset date, the trade date), (ii) the counterparty was obligated to pay in cash to the Reporting Person the absolute value of any decrease in the market value of shares of common stock and (iii) the counterparty was also obligated to pay to the Reporting Person an "interest" on the notional amount of the agreement at the LIBOR rate plus spread. The Reporting Person disclaims that this total rate of return basket swap is subject to Section 16.

Remarks:
Balance of trades included in attached schedule. (See Exhibit 99)

Reporting Owners
Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
MITSUBISHI UFJ FINANCIAL GROUP INC 7-1, MARUNOUCHI 2-CHOME, CHIYODA-KU TOKYO, M0 100-8330		X

Signatures
/s/ Masato Watanabe, Managing Director		9/20/2019
^**Signature of Reporting Person		Date

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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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