Current Report Filing (8-k)
September 18 2020 - 4:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 18, 2020
Mesa Royalty Trust
(Exact name of registrant as specified in
its charter)
Texas
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1-7884
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76-6284806
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(State or other jurisdiction of
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(Commission
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(IRS Employer
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incorporation )
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File Number)
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Identification No.)
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The Bank of New York Mellon Trust Company, N.A., Trustee
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Global Corporate Trust
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601 Travis Street, Floor 16
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Houston, Texas
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77002
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (713) 483-6020
Not Applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Units of Beneficial Interest
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MTR
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02 Results of Operations and Financial Condition.
On
September 18, 2020, Mesa Royalty Trust issued a press release announcing Mesa Royalty Trust’s
royalty income and income distribution for the month of September 2020. A copy of the press release
is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.
Pursuant
to General Instruction B.2 of Form 8-K and Securities and Exchange Commission Release No. 33-8176, the press release
attached as Exhibit 99.1 is not “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing
under the Securities Act of 1933, as amended, but is instead furnished for purposes of that instruction.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Mesa Royalty Trust
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By:
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The Bank of New York Mellon Trust Company, N.A., as
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Trustee
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Date: September 18, 2020
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By:
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/s/ Elaina Rodgers
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Elaina Rodgers
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Vice President
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