Initial Statement of Beneficial Ownership (3)
June 30 2020 - 5:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Little Janice Dupre |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/22/2020
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3. Issuer Name and Ticker or Trading Symbol
LOWES COMPANIES INC [LOW]
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(Last)
(First)
(Middle)
1000 LOWES BOULEVARD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP Human Resources / |
(Street)
MOORESVILLE, NC 28117
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5784 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | (1) | 1/2/2028 | Common Stock | 5380.0 | $91.62 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 4/2/2028 | Common Stock | 2450.0 | $84.59 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 4/1/2029 | Common Stock | 2200.0 | $108.93 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 4/1/2030 | Common Stock | 4845.0 | $80.42 | D | |
Explanation of Responses: |
(1) | The option vests in three annual installments beginning on January 2, 2019. |
(2) | The option vests in three annual installments beginning on April 2, 2019. |
(3) | The option vests in three annual installments beginning on April 1, 2020. |
(4) | The option vests in three annual installments beginning on April 1, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Little Janice Dupre 1000 LOWES BOULEVARD MOORESVILLE, NC 28117 |
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| EVP Human Resources |
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Signatures
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By: /s/ Sandra Felton by power of attorney for: Janice Dupre Little | | 6/30/2020 |
**Signature of Reporting Person | Date |
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