Amended Statement of Changes in Beneficial Ownership (4/a)

Date : 10/02/2019 @ 6:06PM
Source : Edgar (US Regulatory)
Stock : Hyster Yale Materials Handling Inc (HY)
Quote : 59.63  0.96 (1.64%) @ 6:11PM

Amended Statement of Changes in Beneficial Ownership (4/a)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BUTLER HELEN RANKIN
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE, SUITE 300
3. Date of Earliest Transaction (MM/DD/YYYY)

6/17/2019
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

6/19/2019 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock  6/17/2019    P    1 (1) A $51.04 (2) 617  I  Child's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock                 677  I  Child's proportionate partnership interest shares held by AMR Associates LP 
Class A Common Stock                 8416  I  child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P (3)
Class A Common Stock                 4513  I  held in Trust for the benefit of Reporting Person's minor child (3)
Class A Common Stock                 677  I  Child's proportionate partnership interest shares held by AMR Associates LP 
Class A Common Stock                 8572  I  child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P (3)
Class A Common Stock                 4357  I  held in trust for the benefit of Reporting Person's minor child (3)
Class A Common Stock                 619  I  Child's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock                 81009  I  proportionate partnership interest shares held by AMR Associates LP 
Class A Common Stock                 522  I  Reporting person's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock                 49811  I  proportionate limited partnership interest in shares held by Rankin Associates I, L.P. 
Class A Common Stock                 11750  I  proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class A Common Stock                 32369  I  proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. 
Class A Common Stock                 103  I  proportionate limited partnership interests in shares held by Rankin Associates V, L.P. 
Class A Common Stock                 119118  I  held by Trust for the benefit of Reporting Person 
Class A Common Stock                 2800  I  Individual Retirement Account for the benefit of the Reporting Person's spouse (3)
Class A Common Stock                 620  I  Spouse's proportionate interest in Rankin Associates VI 
Class A Common Stock                 7839  I  spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP (3)
Class A Common Stock                 27206  I  spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. (3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  790    790  I  Child's proportionate partnership interest shares held by AMR Associates LP 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  8416    8416  I  child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P (3)
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  3683    3683  I  held by Trust for the benefit of Reporting Person's minor child 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  790    790  I  Child's proportionate partnership interest shares held by AMR Associates LP 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  8572    8572  I  child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P (3)
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  3527    3527  I  held by trust for the benefit of Reporting Person's minor child (3)
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  94355    94355  I  proportionate partnership interest shares held by AMR Associates LP 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  89105    89105  I  proportionate limited partnership interest in shares held by Rankin Associates I, L.P. 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  11750    11750  I  proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  51283    51283  I  proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  58586    58586  I  Held by Trust for the benefit of Reporting Person 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  2800    2800  I  Individual Retirement Account for the benefit of the Reporting Person's spouse (3)
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  7839    7839  I  spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP 
Class B Common Stock   (4)                  (4)  (4) Class A Common Stock  17262    17262  I  spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. (3)

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan.
(2)  2019-Jun-17-Weighted Average-Share Price represents average price between $50.57 and $51.54.
(3)  Reporting Person disclaims beneficial ownership of all such shares.
(4)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BUTLER HELEN RANKIN
5875 LANDERBROOK DRIVE, SUITE 300
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 9/3/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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