Statement of Changes in Beneficial Ownership (4)
December 27 2022 - 04:19PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Trust GPP-PTA |
2. Issuer Name and Ticker or Trading
Symbol Hyatt Hotels Corp [ H ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
See Remarks |
(Last)
(First)
(Middle)
C/O UDQ PRIVATE TRUST COMPANY, LLC, 350 SOUTH MAIN AVENUE,
SUITE 402 |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/23/2022
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(Street)
SIOUX FALLS, SD 57104
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock |
(1) |
12/23/2022 |
|
J (2) |
|
|
81570 (2) |
(1) |
(1) |
Class A Common Stock |
81570 |
$0.00 (2) |
517925 |
D |
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Explanation of
Responses: |
(1) |
As provided in the Issuer's
Amended and Restated Certificate of Incorporation, each share of
Class B Common Stock is convertible at any time, at the option of
the holder, into one share of Class A Common Stock. In addition,
each share of Class B Common Stock will convert automatically into
one share of Class A Common Stock upon any transfer, whether or not
for value, except for certain permitted transfers described in the
Issuer's Amended and Restated Certificate of
Incorporation. |
(2) |
On December 23, 2022, the
Reporting Person transferred 81,570 shares of Class B Common Stock
to a trust for the benefit of the beneficiary of the Reporting
Person. No consideration was paid in connection with the transfer
from the Reporting Person. The transfer of shares of Class B Common
Stock to the recipient trust constitutes a "permitted transfer" as
defined under the Issuer's Amended and Restated Certificate of
Incorporation. Accordingly, immediately following the transfer, the
shares remain shares of Class B Common Stock. |
Remarks:
Member of 10% owner group. UDQ Private Trust Company, LLC serves as
trustee of the Reporting Person and has investment power over the
shares beneficially owned by the Reporting Person. The beneficiary
of the Reporting Person does not have investment power over the
shares of Class B Common Stock held by the Reporting Person. In
addition, the Reporting Person may be deemed to be a member of a
group because the Reporting Person has agreed to certain voting
agreements and limitations on transfers of shares of Class A Common
Stock and Class B Common Stock. The Reporting Person disclaims
beneficial ownership of the securities reported herein except to
the extent of its pecuniary interest therein. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Trust GPP-PTA
C/O UDQ PRIVATE TRUST COMPANY, LLC
350 SOUTH MAIN AVENUE, SUITE 402
SIOUX FALLS, SD 57104 |
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|
|
See Remarks |
Signatures
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/s/ Derek Arend, Vice President of
Trustee |
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12/27/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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