Statement of Changes in Beneficial Ownership (4)
November 08 2019 - 4:58PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Ruland Rodd Richard |
2. Issuer Name and Ticker or Trading Symbol
HUBBELL INC
[
HUBB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Group President, C&E
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(Last)
(First)
(Middle)
C/O HUBBELL INCORPORATED, 40 WATERVIEW DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/6/2019
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(Street)
SHELTON, CT 06484
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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11/6/2019
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M
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1266
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A
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$64.48
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14185.86 (1)
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D
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Common Stock
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11/6/2019
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F
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738 (2)
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D
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$144.04
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13447.86
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D
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Common Stock
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11/6/2019
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M
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4162
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A
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$83.725
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17609.86
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D
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Common Stock
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11/6/2019
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F
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2844 (2)
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D
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$144.04
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14765.86
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D
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Common Stock
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11/6/2019
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M
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3971
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A
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$107.865
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18736.86
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D
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Common Stock
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11/6/2019
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F
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3276 (2)
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D
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$144.04
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15460.86
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D
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Common Stock
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11/6/2019
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M
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3835
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A
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$106.44
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19295.86
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D
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Common Stock
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11/6/2019
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F
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3228 (2)
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D
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$144.04
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16067.86
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D
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Common Stock
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11/6/2019
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M
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3029
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A
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$109.065
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19096.86
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D
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Common Stock
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11/6/2019
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F
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2583 (2)
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D
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$144.04
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16513.86
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D
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Common Stock
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11/6/2019
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S
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3594
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D
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$143.959 (3)
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12919.86
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D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Appreciation Right
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$64.48
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11/6/2019
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M
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1266
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(4)
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12/5/2021
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Common Stock
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1266.0
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$0
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0
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D
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Stock Appreciation Right
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$83.725
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11/6/2019
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M
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4162
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(5)
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12/4/2022
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Common Stock
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4162.0
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$0
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0
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D
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Stock Appreciation Right
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$107.865
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11/6/2019
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M
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3971
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(6)
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12/10/2023
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Common Stock
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3971.0
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$0
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0
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D
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Stock Appreciation Right
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$106.44
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11/6/2019
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M
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3835
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(7)
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12/2/2024
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Common Stock
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3835.0
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$0
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0
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D
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Stock Appreciation Right
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$109.065
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11/6/2019
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M
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3029
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(8)
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7/1/2025
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Common Stock
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3029.0
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$0
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0
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D
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Explanation of Responses:
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(1)
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This total includes reinvested dividends that have been paid on the individual's securities.
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(2)
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The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.
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(3)
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The transaction was executed in multiple trades at prices ranging from $143.85 to $144.115. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
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(4)
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The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 5, 2012.
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(5)
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The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 4, 2013.
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(6)
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The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 10, 2014.
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(7)
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The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 2, 2015.
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(8)
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The stock appreciation right vested and became exercisable in three equal annual installments beginning on July 1, 2016.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Ruland Rodd Richard C/O HUBBELL INCORPORATED 40 WATERVIEW DRIVE SHELTON, CT 06484
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Group President, C&E
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Signatures
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Katherine A. Lane,
Attorney-in-fact for
Rodd Ruland
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11/8/2019
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**Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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