Statement of Changes in Beneficial Ownership (4)
July 01 2013 - 5:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
CCMP Capital, LLC
|
2. Issuer Name
and
Ticker or Trading Symbol
GENERAC HOLDINGS INC.
[
GNRC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
245 PARK AVENUE,
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/1/2013
|
(Street)
NEW YORK, NY 10167
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.01 per share
|
7/1/2013
|
|
S
|
|
975000
|
D
|
$33.90
|
7037998
|
D
(1)
|
|
Common Stock, par value $0.01 per share
|
7/1/2013
|
|
S
|
|
591269
|
D
|
$33.90
|
4258993
|
D
(2)
|
|
Common Stock, par value $0.01 per share
|
7/1/2013
|
|
S
|
|
78815
|
D
|
$33.90
|
567718
|
D
(3)
|
|
Common Stock, par value $0.01 per share
|
7/1/2013
|
|
S
|
|
304916
|
D
|
$33.90
|
2196352
|
D
(4)
|
|
Common Stock, par value $0.01 per share
|
|
|
|
|
|
|
|
14935
|
I
(5)
|
See Footnote
(5)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
See Exhibit 99.2
|
(
2)
|
The amount shown represents the beneficial ownership of shares of the Issuer's common stock owned by CCMP Capital Investors.
|
(
3)
|
The amount shown represents the beneficial ownership of shares of the Issuer's common stock owned by CCMP Cayman.
|
(
4)
|
The amount shown represents the beneficial ownership of shares of the Issuer's common stock owned by Generac Co-Invest.
|
(
5)
|
The amount shown represents the beneficial ownership of shares of the Issuer's common stock owned by Stephen Murray, Timothy Walsh and Stephen McKenna (a former director of the Issuer and a former employee of an affiliate of CCMP Capital) in the aggregate, which were issued to each of them in their capacity as directors of the Issuer. CCMP Capital beneficially owns such shares indirectly as a result of the contractual arrangements among Messrs. Murray, Walsh and McKenna, the CCMP Capital Funds, CCMP Capital Associates and CCMP Capital, which provide that such shares are to be held for the benefit of the CCMP Funds and these shares are to be voted or disposed of at the direction of CCMP Capital.
|
Remarks:
See Exhibit 99.1 and Exhibit 99.2
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
CCMP Capital, LLC
245 PARK AVENUE
NEW YORK, NY 10167
|
|
X
|
|
|
CCMP Capital Investors II, L.P.
245 PARK AVENUE
NEW YORK, NY 10167
|
|
X
|
|
|
CCMP Capital Investors (Cayman) II, L.P.
245 PARK AVENUE
NEW YORK, NY 10167
|
|
X
|
|
|
CCMP Capital Associates, L.P.
245 PARK AVENUE
NEW YORK, NY 10167
|
|
X
|
|
|
CCMP Capital Associates GP, LLC
245 PARK AVENUE
16TH FLOOR
NEW YORK, NY 10167
|
|
X
|
|
|
CCMP Generac Co-Invest, L.P.
245 PARK AVENUE, 16TH FLOOR
NEW YORK, NY 10167
|
|
X
|
|
|
CCMP Generac Co-Invest GP, LLC
245 PARK AVENUE
NEW YORK, NY 10167
|
|
X
|
|
|
Brenneman Greg Dean
C/O CCMP CAPITAL, LLC
245 PARK AVENUE
NEW YORK, NY 10167
|
|
X
|
|
|
Signatures
|
CCMP Capital LLC, /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
CCMP Capital Investors II, L.P., /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
CCMP Capital Investors (Cayman) II, L.P., /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
CCMP Capital Associates, L.P., /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
CCMP Capital Associates GP, LLC, /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
CCMP Generac Co-Invest, L.P., /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
CCMP Generac Co-Invest GP, LLC, /s/ Marc Unger
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
Richard G. Jansen, as attorney in fact of Gregory D. Brenneman, /s/ Richard G. Jansen
|
|
7/1/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Generac (NYSE:GNRC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Generac (NYSE:GNRC)
Historical Stock Chart
From Jul 2023 to Jul 2024