Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779 |
Description of other identifying number |
Tax ID |
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
X
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016 |
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
X
No
|
Pricing Services Record:
3 |
i. Full name |
Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06 |
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
X
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726 |
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
X
No
|
|
Custodians Record:
1 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Barclays Capital Inc. |
ii. LEI, if any |
AC28XWWI3WIBK2824319 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
X
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
Deutsche Bank Societa per Azioni |
ii. LEI, if any |
529900SS7ZWCX82U3W60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
BofA Securities, Inc. |
ii. LEI, if any |
549300HN4UKV1E2R3U73 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
X
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
State Street Bank and Trust Company (Edinburgh, GB, Branch) |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
State Street Bank and Trust Company |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
| X
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
Credit Suisse Securities (USA) LLC |
ii. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
X
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
Clearstream Banking S.A. |
ii. LEI, if any |
549300OL514RA0SXJJ44 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
LUXEMBOURG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
X
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
Goldman Sachs & Co. LLC |
ii. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
X
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
Morgan Stanley & Co. LLC |
ii. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
X
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
State Street Trust Company Canada |
ii. LEI, if any |
549300L71XG2CTQ2V827 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Brokers Record:
1 |
i. Full name of broker |
Barclays Capital Inc. |
ii. SEC file number |
8-41342 |
iii. CRD number
|
000019714 |
iv. LEI, if any |
AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
8,541.32000000 |
Brokers Record:
2 |
i. Full name of broker |
Wells Fargo Securities, LLC |
ii. SEC file number |
8-65876 |
iii. CRD number
|
000126292 |
iv. LEI, if any |
VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
46.78000000 |
Brokers Record:
3 |
i. Full name of broker |
Jefferies LLC |
ii. SEC file number |
8-15074 |
iii. CRD number
|
000002347 |
iv. LEI, if any |
58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
316.37000000 |
Brokers Record:
4 |
i. Full name of broker |
Morgan Stanley & Co. LLC |
ii. SEC file number |
8-15869 |
iii. CRD number
|
000008209 |
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
9,666.96000000 |
Brokers Record:
5 |
i. Full name of broker |
Goldman Sachs & Co. LLC |
ii. SEC file number |
8-129 |
iii. CRD number
|
000000361 |
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
20,423.77000000 |
Brokers Record:
6 |
i. Full name of broker |
Citigroup Global Markets Inc. |
ii. SEC file number |
8-8177 |
iii. CRD number
|
000007059 |
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
10,972.94000000 |
Brokers Record:
7 |
i. Full name of broker |
JPMorgan Chase & Co. |
ii. SEC file number |
8-35008 |
iii. CRD number
|
000000079 |
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
1,440.83000000 |
Brokers Record:
8 |
i. Full name of broker |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number |
8-7221 |
iii. CRD number
|
000007691 |
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
5,304.70000000 |
Brokers Record:
9 |
i. Full name of broker |
Credit Suisse Securities (USA) LLC |
ii. SEC file number |
8-422 |
iii. CRD number
|
000000816 |
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
1,074.24000000 |
Brokers Record:
10 |
i. Full name of broker |
UBS Securities LLC |
ii. SEC file number |
8-22651 |
iii. CRD number
|
000007654 |
iv. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period
|
38.73000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
57,828.87000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Blackrock Liquidity Funds - T- Fund |
ii. SEC file number |
N/A |
iii. CRD number
|
000000000 |
iv. LEI, if any |
5493002L9DNZ83RX7V61 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
617,503,410.63000000 |
Principal Transactions Record:
2 |
i. Full name of dealer |
Jefferies LLC |
ii. SEC file number |
8-15074 |
iii. CRD number
|
000002347 |
iv. LEI, if any |
58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
82,541,271.51000000 |
Principal Transactions Record:
3 |
i. Full name of dealer |
Goldman Sachs & Co. LLC |
ii. SEC file number |
8-129 |
iii. CRD number
|
000000361 |
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
230,940,373.60000000 |
Principal Transactions Record:
4 |
i. Full name of dealer |
Barclays Capital Inc. |
ii. SEC file number |
8-41342 |
iii. CRD number
|
000019714 |
iv. LEI, if any |
AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
216,784,127.34000000 |
Principal Transactions Record:
5 |
i. Full name of dealer |
Credit Suisse Securities (USA) LLC |
ii. SEC file number |
8-422 |
iii. CRD number
|
000000816 |
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
223,768,611.80000000 |
Principal Transactions Record:
6 |
i. Full name of dealer |
Deutsche Bank Securities Inc. |
ii. SEC file number |
8-17822 |
iii. CRD number
|
000002525 |
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
103,099,967.83000000 |
Principal Transactions Record:
7 |
i. Full name of dealer |
Citigroup Global Markets Inc. |
ii. SEC file number |
8-8177 |
iii. CRD number
|
000007059 |
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
229,716,064.74000000 |
Principal Transactions Record:
8 |
i. Full name of dealer |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number |
8-7221 |
iii. CRD number
|
000007691 |
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
295,573,879.85000000 |
Principal Transactions Record:
9 |
i. Full name of dealer |
JPMorgan Chase & Co. |
ii. SEC file number |
8-35008 |
iii. CRD number
|
000000079 |
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
377,754,907.26000000 |
Principal Transactions Record:
10 |
i. Full name of dealer |
Morgan Stanley & Co. LLC |
ii. SEC file number |
8-15869 |
iii. CRD number
|
000008209 |
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
213,839,472.95000000 |