Statement of Changes in Beneficial Ownership (4)
August 29 2018 - 4:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Ricotta Dominic
|
2. Issuer Name
and
Ticker or Trading Symbol
APACHE CORP
[
APA
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. Vice President
|
(Last)
(First)
(Middle)
2000 POST OAK BLVD., STE 100
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/27/2018
|
(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
8/27/2018
|
|
S
(1)
|
|
3480.
|
D
|
$43.721
(2)
|
10357.
|
D
|
|
Common Stock
|
8/27/2018
|
|
I
(1)
|
|
3480.
|
A
|
$43.729
|
12108.928
|
I
|
Held by Trustee NQ Plan
|
Common Stock
|
|
|
|
|
|
|
|
5957.67
|
I
|
Held by Trustee 401(k) Plan
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
The reporting person's sale of the company's common stock reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 3,480 shares sold from his brokerage account, with the reporting person's purchase of 3,480 shares, of company common stock in his retirement accounts on the same date, August 27, 2018. After transaction costs, the reporting person had a loss of $64.26 in connection with this short-swing transaction.
|
(2)
|
Weighted average sale price for transactions with a range of prices from $43.720 to $43.730.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Ricotta Dominic
2000 POST OAK BLVD.
STE 100
HOUSTON, TX 77056
|
|
|
Sr. Vice President
|
|
Signatures
|
Raj Sharma, Attorney-in-Fact
|
|
8/29/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Apache (NYSE:APA)
Historical Stock Chart
From Apr 2024 to May 2024
Apache (NYSE:APA)
Historical Stock Chart
From May 2023 to May 2024