Initial Statement of Beneficial Ownership (3)
March 03 2017 - 6:26PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HEIM STEPHANIE G
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/23/2017
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3. Issuer Name
and
Ticker or Trading Symbol
American Homes 4 Rent [AMH]
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(Last)
(First)
(Middle)
30601 AGOURA ROAD, SUITE 200
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Executive Vice President /
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(Street)
AGOURA HILLS, CA 91301
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common Shares
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19807.0000
(1)
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D
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Series A Participating Preferred Shares
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1500.0000
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I
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By IRA
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Series B Participating Preferred Shares
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1500.0000
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I
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By IRA
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Series C Participating Preferred Shares
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2500.0000
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I
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By IRA
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Series E Participating Preferred Shares
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10200.0000
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I
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By IRA
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Series B Participating Preferred Shares
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1000.0000
(2)
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I
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By Spouse's IRA
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Series C Participating Preferred Shares
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500.0000
(2)
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I
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By Spouse's IRA
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Series E Participating Preferred Shares
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200.0000
(2)
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I
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By Spouse's IRA
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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2/25/2017
(3)
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2/25/2026
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Class A Common Shares
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25000.0000
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$14.0000
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D
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Employee Stock Option (Right to Buy)
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11/7/2014
(3)
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11/7/2023
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Class A Common Shares
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100000.0000
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$16.0300
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D
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Employee Stock Option (Right to Buy)
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2/26/2016
(3)
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2/26/2025
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Class A Common Shares
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25000.0000
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$16.4800
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D
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Employee Stock Option (Right to Buy)
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2/23/2018
(3)
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2/23/2027
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Class A Common Shares
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20000.0000
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$23.3800
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D
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Explanation of Responses:
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(
1)
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Includes 14,500 restricted share units, each unit representing a contingent right to receive one Class A Common Share. Restricted share units vest in four equal annual installments beginning one year from date of grant.
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(
2)
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The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of for any other purpose.
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(
3)
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Options become exercisable in four equal annual installments begining on the "Date Exerciseable" indicated.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HEIM STEPHANIE G
30601 AGOURA ROAD
SUITE 200
AGOURA HILLS, CA 91301
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Executive Vice President
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Signatures
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/s/ Stephanie Heim
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3/3/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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